CIK 0001377936 · Accelerated filer
SARATOGA INVESTMENT CORP.
Sign in to watch- Tickers
- SAJ SAR SAV SAX SAY SAZ
- Exchange
- NYSE
- FY end
- Feb 28
- Incorporated
- MD
- Entity type
- operating
- EIN
- 204876925
- Phone
- 212 750-3343
- Business address
- 535 MADISON AVENUE, NEW YORK, NY, 10022
- Former names
- GSC INVESTMENT CORP., GSC Investment LLC
Securities
- SAJ 8.00% Notes due 2027 NYSE
- SAR New NYSE
- SAV 7.50% Notes due 2031 NYSE
- SAX 8.00% Notes due 2031 NYSE
- SAY 8.125% Notes due 2027 NYSE
- SAZ 8.50% Notes due 2028 NYSE
- Open-market buys, last 90 days
- $445,800
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 27 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-01-16 | WILLIAMS GEORGE CABELL III Director | Purchase | +6,301 | $15.09 | $95K | 26,677 |
| 2014-11-03 | GRISIUS MICHAEL J President and Director | Other acquisition | +32,765 | 67,479 | ||
| 2014-11-03 | Oberbeck Christian L CEO and Director | Other disposition | −32,765 | 164,881 | ||
| 2014-10-20 | Steenkamp Henri J Chief Financial Officer | Purchase | +609 | $15.49 | $9K | 1,400 |
| 2014-10-17 | Steenkamp Henri J Chief Financial Officer | Purchase | +700 | $15.00 | $11K | 700 |
| 2014-10-17 | Steenkamp Henri J Chief Financial Officer | Purchase | +91 | $15.10 | $1K | 791 |
| 2014-10-17 | WILLIAMS GEORGE CABELL III Director | Sale | −1,000 | $14.95 | $15K | 21,409 |
| 2014-10-17 | WILLIAMS GEORGE CABELL III Director | Sale | −1,033 | $14.85 | $15K | 20,376 |
| 2013-07-24 | GRISIUS MICHAEL J President and Director | Grant or award | +8,550 | $18.37 | $157K | 29,628 |
| 2013-07-22 | GRISIUS MICHAEL J President and Director | Grant or award | +2,950 | $18.00 | $53K | 21,078 |
| 2012-01-30 | WILLIAMS GEORGE CABELL III Director | Purchase | +3,047 | $14.10 | $43K | 15,004 |
| 2012-01-25 | WILLIAMS GEORGE CABELL III Director | Purchase | +1,077 | $13.58 | $15K | 11,957 |
| 2012-01-24 | WILLIAMS GEORGE CABELL III Director | Purchase | +4,000 | $13.59 | $54K | 10,880 |
| 2011-07-28 | Looney Steven M Director | Purchase | +136 | $20.79 | $3K | 1,001 |
| 2011-01-20 | Whitman III Charles S Director | Purchase | +201 | $19.18 | $4K | 1,000 |
| 2011-01-20 | Looney Steven M Director | Purchase | +500 | $19.25 | $10K | 865 |
| 2010-08-04 | Whitman III Charles S Director | Purchase | +2,000 | $1.96 | $4K | 6,414 |
| 2010-07-30 | Petrocelli Richard A CFO, Secretary, CCO | Purchase | +328,947 | $1.52 | $500K | 328,947 |
| 2010-07-30 | Oberbeck Christian L CEO, President | Purchase | +5,523,028 | $1.52 | $8.4M | 5,523,028 |
| 2010-07-30 | Oberbeck Christian L CEO, President | Purchase | +789,474 | $1.52 | $1.2M | 6,312,502 |
Page 6 of 8 · 150 trades