CIK 0001377936 · Accelerated filer
SARATOGA INVESTMENT CORP.
Sign in to watch- Tickers
- SAJ SAR SAV SAX SAY SAZ
- Exchange
- NYSE
- FY end
- Feb 28
- Incorporated
- MD
- Entity type
- operating
- EIN
- 204876925
- Phone
- 212 750-3343
- Business address
- 535 MADISON AVENUE, NEW YORK, NY, 10022
- Former names
- GSC INVESTMENT CORP., GSC Investment LLC
Securities
- SAJ 8.00% Notes due 2027 NYSE
- SAR New NYSE
- SAV 7.50% Notes due 2031 NYSE
- SAX 8.00% Notes due 2031 NYSE
- SAY 8.125% Notes due 2027 NYSE
- SAZ 8.50% Notes due 2028 NYSE
- Open-market buys, last 90 days
- $445,800
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 27 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-03-06 | Oberbeck Christian L CEO and Director | Gift | +850 | 850 | ||
| 2016-07-29 | Steenkamp Henri J Chief Financial Officer | Other acquisition | +1,414 | 5,182 | ||
| 2016-07-29 | Oberbeck Christian L CEO and Director | Other disposition | −1,414 | 181,647 | ||
| 2016-07-06 | Oberbeck Christian L CEO and Director | Purchase | +1,586 | $17.08 | $27K | 183,061 |
| 2016-06-20 | GRISIUS MICHAEL J President and Director | Other acquisition | +2,050 | 132,239 | ||
| 2016-06-20 | Oberbeck Christian L CEO and Director | Other disposition | −2,050 | 181,475 | ||
| 2016-03-15 | Oberbeck Christian L CEO and Director | Other disposition | −8,472 | 497,779 | ||
| 2016-03-14 | Oberbeck Christian L CEO and Director | Other disposition | −38,561 | 506,251 | ||
| 2016-03-14 | Oberbeck Christian L CEO and Director | Other disposition | −10,587 | 197,280 | ||
| 2016-03-14 | GRISIUS MICHAEL J President and Director | Other acquisition | +49,148 | 127,045 | ||
| 2016-01-15 | Looney Steven M Director | Purchase | +500 | $14.53 | $7K | 2,508 |
| 2015-11-20 | Looney Steven M Director | Purchase | +550 | $14.92 | $8K | 2,008 |
| 2015-07-29 | Oberbeck Christian L CEO and Director | Other disposition | −1,854 | 165,614 | ||
| 2015-07-29 | Steenkamp Henri J Chief Financial Officer | Other acquisition | +1,854 | 3,403 | ||
| 2015-07-17 | Oberbeck Christian L CEO and Director | Other disposition | −2,948 | 167,468 | ||
| 2015-05-22 | Oberbeck Christian L CEO and Director | Other disposition | −8,564 | 158,163 | ||
| 2015-05-01 | Oberbeck Christian L CEO and Director | Other disposition | −2,672 | 166,727 | ||
| 2015-01-22 | WILLIAMS GEORGE CABELL III Director | Purchase | +3,699 | $15.40 | $57K | 31,876 |
| 2015-01-21 | WILLIAMS GEORGE CABELL III Director | Purchase | +500 | $15.15 | $8K | 28,177 |
| 2015-01-20 | WILLIAMS GEORGE CABELL III Director | Purchase | +1,000 | $15.25 | $15K | 27,677 |
Page 5 of 8 · 150 trades