CIK 0001377936 · Accelerated filer
SARATOGA INVESTMENT CORP.
Sign in to watch- Tickers
- SAJ SAR SAV SAX SAY SAZ
- Exchange
- NYSE
- FY end
- Feb 28
- Incorporated
- MD
- Entity type
- operating
- EIN
- 204876925
- Phone
- 212 750-3343
- Business address
- 535 MADISON AVENUE, NEW YORK, NY, 10022
- Former names
- GSC INVESTMENT CORP., GSC Investment LLC
Securities
- SAJ 8.00% Notes due 2027 NYSE
- SAR New NYSE
- SAV 7.50% Notes due 2031 NYSE
- SAX 8.00% Notes due 2031 NYSE
- SAY 8.125% Notes due 2027 NYSE
- SAZ 8.50% Notes due 2028 NYSE
- Open-market buys, last 90 days
- $445,800
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 27 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-05-13 | Oberbeck Christian L CEO and Director | Purchase | +4,000 | $12.88 | $52K | 740,435 |
| 2020-05-13 | Steenkamp Henri J CFO, CCO, Treasurer, Secretary | Purchase | +797 | $13.00 | $10K | 11,845 |
| 2020-05-11 | Oberbeck Christian L CEO and Director | Purchase | +3,000 | $12.94 | $39K | 736,435 |
| 2020-05-08 | WILLIAMS GEORGE CABELL III Director | Purchase | +12,104 | $12.76 | $154K | 64,297 |
| 2020-05-08 | Oberbeck Christian L CEO and Director | Purchase | +8,000 | $13.11 | $105K | 733,435 |
| 2019-09-11 | Steenkamp Henri J CFO, CCO, Treasurer, Secretary | Other acquisition | +1,312 | 10,790 | ||
| 2019-09-11 | Oberbeck Christian L CEO and Director | Other disposition | −1,312 | 733,248 | ||
| 2019-01-15 | Steenkamp Henri J CFO, CCO, Treasurer& Secretary | Purchase | +1,208 | $22.00 | $27K | 9,026 |
| 2018-09-28 | Steenkamp Henri J CFO,CCO, Treasurer & Secretary | Other acquisition | +1,003 | 7,817 | ||
| 2018-09-28 | Oberbeck Christian L CEO and Director | Other disposition | −1,003 | 119,377 | ||
| 2018-06-25 | Oberbeck Elizabeth 10% owner | Sale | −60,000 | $25.53 | $1.5M | 684,183 |
| 2018-05-23 | Oberbeck Christian L CEO and Director | Sale | −39,815 | $22.45 | $894K | 578,007 |
| 2018-05-23 | Oberbeck Christian L CEO and Director | Sale | −2,550 | $22.46 | $57K | 217,774 |
| 2018-05-23 | Oberbeck Christian L CEO and Director | Sale | −635 | $22.45 | $14K | 120,380 |
| 2018-05-23 | Oberbeck Christian L CEO and Director | Purchase | +11,000 | $22.45 | $247K | 589,007 |
| 2018-05-23 | Oberbeck Christian L CEO and Director | Purchase | +29,061 | $22.45 | $652K | 618,068 |
| 2017-09-19 | Oberbeck Christian L CEO and Director | Other disposition | −1,173 | 121,015 | ||
| 2017-09-19 | Steenkamp Henri J CFO, CCO | Other acquisition | +1,173 | 6,814 | ||
| 2017-04-13 | Oberbeck Christian L CEO and Director | Other disposition | −1,373 | 122,188 | ||
| 2017-03-06 | Oberbeck Christian L CEO and Director | Gift | −850 | 623,541 |
Page 4 of 8 · 150 trades