CIK 0001377936 · Accelerated filer
SARATOGA INVESTMENT CORP.
Sign in to watch- Tickers
- SAJ SAR SAV SAX SAY SAZ
- Exchange
- NYSE
- FY end
- Feb 28
- Incorporated
- MD
- Entity type
- operating
- EIN
- 204876925
- Phone
- 212 750-3343
- Business address
- 535 MADISON AVENUE, NEW YORK, NY, 10022
- Former names
- GSC INVESTMENT CORP., GSC Investment LLC
Securities
- SAJ 8.00% Notes due 2027 NYSE
- SAR New NYSE
- SAV 7.50% Notes due 2031 NYSE
- SAX 8.00% Notes due 2031 NYSE
- SAY 8.125% Notes due 2027 NYSE
- SAZ 8.50% Notes due 2028 NYSE
- Open-market buys, last 90 days
- $445,800
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 27 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-12-09 | Oberbeck Christian L CEO and Director | Gift | +5,916 | 29,633 | ||
| 2021-10-14 | Oberbeck Christian L CEO and Director | Other disposition | −346 | 711,829 | ||
| 2021-08-24 | Oberbeck Christian L CEO and Director | Other disposition | −199 | 710,384 | ||
| 2021-06-10 | Oberbeck Christian L CEO and Director | Other disposition | −12,879 | 708,990 | ||
| 2021-06-10 | Steenkamp Henri J CFO, CCO, Treasurer and Sec. | Other acquisition | +3,857 | 21,950 | ||
| 2021-05-10 | Oberbeck Christian L CEO and Director | Other disposition | −998 | 721,869 | ||
| 2021-03-30 | Oberbeck Christian L CEO and Director | Other disposition | −1,103 | 721,254 | ||
| 2020-10-07 | Oberbeck Christian L CEO and Director | Other disposition | −165 | 728,548 | ||
| 2020-08-11 | Oberbeck Christian L CEO and Director | Purchase | +2,000 | $17.67 | $35K | 727,450 |
| 2020-08-10 | Oberbeck Christian L CEO and Director | Purchase | +5,000 | $17.51 | $88K | 725,450 |
| 2020-07-24 | Oberbeck Christian L CEO and Director | Purchase | +1,000 | $16.89 | $17K | 720,450 |
| 2020-07-23 | Oberbeck Christian L CEO and Director | Purchase | +3,000 | $17.50 | $53K | 719,450 |
| 2020-07-22 | Oberbeck Christian L CEO and Director | Purchase | +2,000 | $17.53 | $35K | 716,450 |
| 2020-07-13 | Oberbeck Christian L CEO and Director | Purchase | +500 | $16.00 | $8K | 714,450 |
| 2020-07-10 | Oberbeck Christian L CEO and Director | Purchase | +500 | $15.98 | $8K | 713,950 |
| 2020-07-02 | Steenkamp Henri J CFO, CCO, Treasurer and Sec. | Other acquisition | +3,587 | 16,635 | ||
| 2020-07-02 | Oberbeck Christian L CEO and Director | Other disposition | −35,985 | 713,450 | ||
| 2020-05-21 | Oberbeck Christian L CEO and Director | Purchase | +5,000 | $14.91 | $75K | 749,435 |
| 2020-05-14 | Oberbeck Christian L CEO and Director | Purchase | +4,000 | $12.41 | $50K | 744,435 |
| 2020-05-14 | Steenkamp Henri J CFO, CCO, Treasurer, Secretary | Purchase | +1,203 | $12.90 | $16K | 13,048 |
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