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CIK 0001377936 · Accelerated filer

SARATOGA INVESTMENT CORP.

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Tickers
SAJ SAR SAV SAX SAY SAZ
Exchange
NYSE
FY end
Feb 28
Incorporated
MD
Entity type
operating
EIN
204876925
Phone
212 750-3343
Business address
535 MADISON AVENUE, NEW YORK, NY, 10022
Former names
GSC INVESTMENT CORP., GSC Investment LLC

Securities

  • SAJ 8.00% Notes due 2027 NYSE
  • SAR New NYSE
  • SAV 7.50% Notes due 2031 NYSE
  • SAX 8.00% Notes due 2031 NYSE
  • SAY 8.125% Notes due 2027 NYSE
  • SAZ 8.50% Notes due 2028 NYSE
Open-market buys, last 90 days
$445,800
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$445,800. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Oberbeck Christian L +$446K CEO and Director 1 filing

Reading 27 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-08-13 Oberbeck Christian L CEO and Director Other disposition −635 642,190
2024-08-12 Steenkamp Henri J CFO, CCO, Treasurer and Sec. Other acquisition +5,514 39,154
2024-08-12 Oberbeck Christian L CEO and Director Other disposition −27,256 642,825
2023-12-13 Oberbeck Christian L CEO and Director Gift −4,472 661,869
2023-12-13 Oberbeck Christian L CEO and Director Gift −6,708 655,161
2023-12-13 Oberbeck Christian L CEO and Director Gift +6,708 48,763
2023-08-16 Oberbeck Christian L CEO, President and Director Other disposition −26,495 666,341
2023-05-04 Oberbeck Christian L CEO, Director and President Purchase +2,000 $23.81 $48K 689,775
2023-03-21 Oberbeck Christian L CEO and Director Other disposition −100 684,628
2022-12-06 Oberbeck Christian L CEO and Director Gift −379 681,853
2022-12-05 Oberbeck Christian L CEO and Director Gift −4,208 688,544
2022-12-05 Oberbeck Christian L CEO and Director Gift −6,312 682,232
2022-12-05 Oberbeck Christian L CEO and Director Gift +6,312 38,653
2022-10-07 Oberbeck Christian L CEO and Director Other disposition −256 692,752
2022-09-27 Oberbeck Christian L CEO and Director Other disposition −4,002 690,552
2022-08-15 Oberbeck Christian L CEO and Director Other disposition −13,543 694,554
2022-08-15 Steenkamp Henri J CFO, CCO, Treasurer and Sec. Other acquisition +3,638 27,020
2022-08-02 Looney Steven M Director Purchase +1,250 $23.54 $29K 3,758
2021-12-09 Oberbeck Christian L CEO and Director Gift −3,944 707,885
2021-12-09 Oberbeck Christian L CEO and Director Gift −5,916 701,969

Page 2 of 8 · 150 trades