Sign in

CIK 0001509261 · Non-accelerated filer<br>Smaller reporting company

Rezolute, Inc.

Sign in to watch
Ticker
RZLT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
NV
Entity type
operating
EIN
273440894
Phone
650-206-4507
Business address
275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY, CA, 94065
Former names
AntriaBio, Inc., FITS MY STYLE INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2017-02-07 Welch David F Director Purchase +5,000 $0.99 $5K 15,000
2017-02-06 Welch David F Director Purchase +5,000 $0.96 $5K 10,000
2017-02-03 Welch David F Director Purchase +5,000 $0.95 $5K 5,000
2017-01-20 Welch David F Director Purchase +9,983 $1.07 $11K 1,791,415
2017-01-19 Welch David F Director Purchase +10,000 $0.95 $10K 1,781,432
2017-01-18 Welch David F Director Purchase +5,000 $1.00 $5K 1,771,432
2017-01-12 Welch David F Director Purchase +5,000 $0.95 $5K 15,000
2017-01-11 Welch David F Director Purchase +5,000 $0.94 $5K 10,000
2017-01-10 Welch David F Director Purchase +5,000 $0.91 $5K 5,000
2016-10-31 Huh Hoyoung Chairman, Scientific Adv. Bd. Grant or award · Stock Option (right to buy) +4,000,000 4,000,000
2016-10-31 Welch David F Director Grant or award · Stock Option (right to buy) +750,000 750,000
2016-10-31 Sherman Barry Michael Director Grant or award · Stock Option (right to buy) +300,000 300,000
2016-10-31 Fields Morgan Chief Accounting Officer Grant or award · Stock Option (right to buy) +600,000 600,000
2016-10-31 Elam Nevan C Chief Executive Officer Grant or award · Stock Option (right to buy) +3,500,000 3,500,000
2016-03-31 Huh Hoyoung Director Other acquisition · Warrant to purchase common stock +234,700 234,700
2015-12-10 Elam Nevan C Chief Executive Officer Purchase · Series A Convertible Preferred Stock +76,923 $1.95 $150K 76,923
2015-12-10 Welch David F Director Purchase · Series A Convertible Preferred Stock +256,410 $1.95 $500K 256,410
2015-02-09 Elam Nevan C Chief Executive Officer Sale −842,949 0
2015-02-09 Elam Nevan C Chief Executive Officer Sale · Warrant to Purchase Common Stock −39,117 0
2014-04-30 Howe Steve Director Grant or award · Stock Option (right to buy) +125,000 1,125,000

Page 13 of 14 · 279 trades