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CIK 0001509261 · Non-accelerated filer<br>Smaller reporting company

Rezolute, Inc.

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Ticker
RZLT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Jun 30
Incorporated
NV
Entity type
operating
EIN
273440894
Phone
650-206-4507
Business address
275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY, CA, 94065
Former names
AntriaBio, Inc., FITS MY STYLE INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-07-09 HANDOK, INC. 10% owner Purchase +133,804 $0.13 $17K 91,825,037
2020-07-08 HANDOK, INC. 10% owner Purchase +45,200 $0.12 $5K 91,691,233
2020-07-07 HANDOK, INC. 10% owner Purchase +45,100 $0.11 $5K 91,646,033
2020-07-06 HANDOK, INC. 10% owner Purchase +300,000 $0.10 $30K 91,600,933
2019-07-31 Vendola Keith A. Chief Financial Officer Grant or award · Stock Option (right to buy) +3,000,000 3,000,000
2019-07-31 Mantripragada Sankaram Chief Scientific Officer Grant or award · Stock Option (right to buy) +3,500,000 3,500,000
2019-07-31 Elam Nevan C Chief Executive Officer Grant or award · Stock Option (right to buy) +15,000,000 15,000,000
2019-07-23 Genexine Inc. 10% owner Purchase +34,482,758 $0.29 $10.0M 91,300,933
2019-07-23 HANDOK, INC. 10% owner Purchase +34,482,758 $0.29 $10.0M 91,300,933
2019-04-26 Genexine Inc. 10% owner Conversion +56,818,175 56,818,175
2019-04-26 Genexine Inc. 10% owner Conversion · Series AA Preferred Stock −1,250,000 $10.00 $12.5M 0
2019-04-26 HANDOK, INC. 10% owner Conversion +56,818,175 56,818,175
2019-04-26 HANDOK, INC. 10% owner Conversion · Series AA Preferred Stock −1,250,000 $10.00 $12.5M 0
2017-03-10 Welch David F Director Purchase +5,000 $0.95 $5K 1,811,415
2017-03-09 Welch David F Director Purchase +5,000 $0.95 $5K 1,806,415
2017-03-08 Welch David F Director Purchase +5,000 $0.98 $5K 1,801,415
2017-03-06 Welch David F Director Purchase +5,000 $0.95 $5K 1,796,415
2017-02-10 Welch David F Director Purchase +5,000 $0.99 $5K 28,100
2017-02-09 Welch David F Director Purchase +3,100 $0.97 $3K 23,100
2017-02-08 Welch David F Director Purchase +5,000 $0.98 $5K 20,000

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