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CIK 0001041368 · Non-accelerated filer<br>Smaller reporting company

RIVERVIEW BANCORP INC

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Ticker
RVSB
Exchange
Nasdaq
Industry
Savings Institution, Federally Chartered
FY end
Mar 31
Incorporated
WA
Entity type
operating
EIN
911838969
Phone
360-693-6650
Business address
900 WASHINGTON STREET, SUITE 900, VANCOUVER, WA, 98660
Open-market buys, last 90 days
$78,484
in 9 filings
Open-market sales, last 90 days
$265,026
in 1 filing

Net −$186,542. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. NIES GERALD LEE −$265K Director sold 23% of stake
  2. Zamanizadeh Kourosh Nasser +$19K Director 1 filing
  3. Girod Jon Louis +$12K Director 1 filing
  4. Wills Bessie Ross +$11K Director 1 filing
  5. Sherman Nicole +$10K President/CEO 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-07-08 Lam David EVP/CFO Grant or award +1,931 47,150
2022-07-08 Lam David EVP/CFO Grant or award +5,793 52,943
2022-07-08 Cox Daniel D EVP/CCO Grant or award +1,868 42,561
2022-07-08 Cox Daniel D EVP/CCO Grant or award +5,605 48,166
2022-07-08 LYCKLAMA KEVIN J Chief Executive Officer Grant or award +6,273 274,212
2022-07-08 LYCKLAMA KEVIN J Chief Executive Officer Grant or award +28,229 302,441
2022-05-19 Carlson Bradley Director Purchase +1,000 $6.59 $7K 14,400
2022-02-03 Carlson Bradley Director Purchase +1,000 $7.36 $7K 13,400
2022-02-03 Graham Stacey Director Purchase +2,700 $7.36 $20K 5,200
2021-12-13 Graham Stacey Director Purchase +500 $7.50 $4K 2,500
2021-08-06 Graham Stacey Director Purchase +1,000 $7.60 $8K 2,000
2021-07-26 Capeloto Kim J President/CBO Option exercise +6,000 $2.78 $17K 184,436
2021-07-26 Capeloto Kim J President/CBO Option exercise · Stock Option (Right to Buy) −6,000 0
2021-07-09 Capeloto Kim J EVP/CBO Grant or award +1,848 177,105
2021-07-09 Capeloto Kim J EVP/CBO Grant or award +5,544 182,649
2021-07-09 LYCKLAMA KEVIN J Chief Executive Officer Grant or award +5,460 241,204
2021-07-09 LYCKLAMA KEVIN J Chief Executive Officer Grant or award +24,569 265,773
2021-07-09 Plambeck Steven EVP/CLO Grant or award +1,683 25,752
2021-07-09 Plambeck Steven EVP/CLO Grant or award +5,049 30,801
2021-07-09 Lam David EVP/CFO Grant or award +1,681 37,528

Page 8 of 9 · 168 trades