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CIK 0001788882 · Large accelerated filer

Root, Inc.

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Ticker
ROOT
Exchange
Nasdaq
Industry
Fire, Marine & Casualty Insurance
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
842717903
Phone
(866) 980-9431
Business address
80 E RICH STREET, SUITE 500, COLUMBUS, OH, 43215
Former names
Root Stockholdings, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-10-30 SVB FINANCIAL GROUP 10% owner Option exercise +97,960 $0.37 $37K 597,960
2020-10-30 SVB FINANCIAL GROUP 10% owner Sale −597,960 $25.52 $15.3M 0
2020-10-30 SVB FINANCIAL GROUP 10% owner Conversion · Series B Preferred Stock −8,379,540 0
2020-10-30 SVB FINANCIAL GROUP 10% owner Conversion · Series C Preferred Stock −4,160,710 0
2020-10-30 SVB FINANCIAL GROUP 10% owner Conversion · Series C Preferred Stock −3,120,530 0
2020-10-30 SVB FINANCIAL GROUP 10% owner Option exercise · Series A-3 Preferred Warrant (Right to Buy) −500,000 0
2020-10-30 SVB FINANCIAL GROUP 10% owner Option exercise · Series B Preferred Warrant (Right to Buy) −97,960 0
2020-10-30 Venture Overage Fund, L.P. 10% owner Conversion +3,120,530 3,120,530
2020-10-30 Venture Overage Fund, L.P. 10% owner Sale −312,530 $25.52 $8.0M 2,808,000
2020-10-30 Venture Overage Fund, L.P. 10% owner Conversion · Series C Preferred Stock −3,120,530 0
2020-10-30 Capital Partners III, L.P. 10% owner Conversion +12,540,250 12,540,250
2020-10-30 Capital Partners III, L.P. 10% owner Sale −1,254,025 $25.52 $32.0M 11,286,225
2020-10-30 Capital Partners III, L.P. 10% owner Conversion · Series B Preferred Stock −8,379,540 0
2020-10-30 Capital Partners III, L.P. 10% owner Conversion · Series C Preferred Stock −4,160,710 0

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