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CIK 0001428439 · Large accelerated filer

ROKU, INC

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Ticker
ROKU
Exchange
Nasdaq
Industry
Cable & Other Pay Television Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
262087865
Phone
(408) 556-9040
Business address
1173 COLEMAN AVENUE, SAN JOSE, CA, 95110
Former names
ROKU INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$13,645,881
in 15 filings, $13.6M under 10b5-1 plans

Net −$13,645,881. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Collier Charles −$7.4M President, Roku Media sold 68% of stake
  2. Jedda Dan −$3.3M CFO & COO sold 24% of stake
  3. HUNT NEIL D −$927K Director sold 38% of stake
  4. Fuchsberg Gilbert −$751K President, Subscriptions sold 11% of stake
  5. Ozgen Mustafa −$531K Pres, Devices, Prod, and Tech sold 12% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-09-01 Fuchsberg Gilbert SVP, Corporate Development Option exercise · Restricted Stock Unit −2,542 27,965
2022-09-01 Fuchsberg Gilbert SVP, Corporate Development Option exercise · Restricted Stock Unit −880 2,640
2022-09-01 Ozgen Mustafa SVP and GM of Account Acquisit Option exercise +17,289 17,289
2022-09-01 Ozgen Mustafa SVP and GM of Account Acquisit Option exercise · Restricted Stock Unit −9,989 19,979
2022-09-01 Ozgen Mustafa SVP and GM of Account Acquisit Option exercise · Restricted Stock Unit −4,758 52,345
2022-09-01 Ozgen Mustafa SVP and GM of Account Acquisit Option exercise · Restricted Stock Unit −2,542 7,627
2022-09-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +3,417 3,417
2022-08-29 Wood Anthony J. CEO and Chairman BOD Conversion +120,000 120,000
2022-08-29 Wood Anthony J. CEO and Chairman BOD Gift −120,000 0
2022-08-29 Wood Anthony J. CEO and Chairman BOD Conversion · Class B Common Stock −120,000 17,209,611
2022-08-23 Fyfield Mai Director Sale −116 $71.15 $8K 826
2022-08-19 Fuchsberg Gilbert SVP, Corporate Development Grant or award · Employee Stock Option (right to buy) +8,096 8,096
2022-08-19 Fuchsberg Gilbert SVP, Corporate Development Grant or award · Restricted Stock Unit +30,507 30,507
2022-08-19 Fuchsberg Gilbert SVP, Corporate Development Grant or award · Restricted Stock Unit +3,520 3,520
2022-08-19 KAY STEPHEN H SVP General Counsel, Secretary Grant or award · Employee Stock Option (right to buy) +59,371 59,371
2022-08-19 KAY STEPHEN H SVP General Counsel, Secretary Grant or award · Employee Stock Option (right to buy) +19,790 19,790
2022-08-19 KAY STEPHEN H SVP General Counsel, Secretary Grant or award · Restricted Stock Unit +25,814 25,814
2022-08-19 Ozgen Mustafa SVP and GM of Account Acquisit Grant or award · Restricted Stock Unit +57,103 57,103
2022-08-19 Ozgen Mustafa SVP and GM of Account Acquisit Grant or award · Restricted Stock Unit +10,169 10,169
2022-08-19 Louden Steve CFO Grant or award · Employee Stock Option (right to buy) +145,730 145,730

Page 83 of 97 · 1,930 trades