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CIK 0001428439 · Large accelerated filer

ROKU, INC

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Ticker
ROKU
Exchange
Nasdaq
Industry
Cable & Other Pay Television Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
262087865
Phone
(408) 556-9040
Business address
1173 COLEMAN AVENUE, SAN JOSE, CA, 95110
Former names
ROKU INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$13,645,881
in 15 filings, $13.6M under 10b5-1 plans

Net −$13,645,881. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Collier Charles −$7.4M President, Roku Media sold 68% of stake
  2. Jedda Dan −$3.3M CFO & COO sold 24% of stake
  3. HUNT NEIL D −$927K Director sold 38% of stake
  4. Fuchsberg Gilbert −$751K President, Subscriptions sold 11% of stake
  5. Ozgen Mustafa −$531K Pres, Devices, Prod, and Tech sold 12% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-01 Fuchsberg Gilbert SVP, Corporate Development Option exercise · Restricted Stock Unit −889 4,445
2023-03-01 Fuchsberg Gilbert SVP, Corporate Development Option exercise · Restricted Stock Unit −2,542 22,881
2023-03-01 Fuchsberg Gilbert SVP, Corporate Development Option exercise · Restricted Stock Unit −880 880
2023-03-01 KAY STEPHEN H SVP General Counsel, Secretary Option exercise +2,151 80,678
2023-03-01 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Restricted Stock Unit −2,151 19,361
2023-03-01 Ozgen Mustafa President, Devices Option exercise +17,290 34,150
2023-03-01 Ozgen Mustafa President, Devices Option exercise · Restricted Stock Unit −9,990 0
2023-03-01 Ozgen Mustafa President, Devices Option exercise · Restricted Stock Unit −4,758 42,828
2023-03-01 Ozgen Mustafa President, Devices Option exercise · Restricted Stock Unit −2,542 2,543
2023-03-01 Collier Charles President, Roku Media Option exercise +29,339 29,539
2023-03-01 Collier Charles President, Roku Media Option exercise · Restricted Stock Unit −29,339 440,097
2023-03-01 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +2,750 2,750
2023-03-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,650 1,650
2023-03-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +8,432 8,432
2023-02-16 KAY STEPHEN H SVP General Counsel, Secretary Sale −2,763 $75.00 $207K 78,527
2023-02-01 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +2,914 2,914
2023-02-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,748 1,748
2023-02-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +8,936 8,936
2023-01-03 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +5,753 5,753
2023-01-03 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +13,231 13,231

Page 80 of 97 · 1,930 trades