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CIK 0001428439 · Large accelerated filer

ROKU, INC

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Ticker
ROKU
Exchange
Nasdaq
Industry
Cable & Other Pay Television Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
262087865
Phone
(408) 556-9040
Business address
1173 COLEMAN AVENUE, SAN JOSE, CA, 95110
Former names
ROKU INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$13,645,881
in 15 filings, $13.6M under 10b5-1 plans

Net −$13,645,881. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Collier Charles −$7.4M President, Roku Media sold 68% of stake
  2. Jedda Dan −$3.3M CFO & COO sold 24% of stake
  3. HUNT NEIL D −$927K Director sold 38% of stake
  4. Fuchsberg Gilbert −$751K President, Subscriptions sold 11% of stake
  5. Ozgen Mustafa −$531K Pres, Devices, Prod, and Tech sold 12% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-01 Banks Matthew C. VP, Corp Controller & CAO Option exercise · Restricted Stock Unit 10b5-1 −1,249 16,232
2023-08-01 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +1,795 1,795
2023-08-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,078 1,078
2023-08-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +5,504 5,504
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion 10b5-1 +3,216 $2.94 $9K 81,743
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion 10b5-1 +40 $2.94 $118 81,783
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion 10b5-1 +2,436 $5.64 $14K 84,219
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Sale 10b5-1 −5,692 $91.68 $522K 78,527
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Employee Stock Option (Right to Buy) 10b5-1 −3,216 $2.94 $9K 0
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Class B Common Stock 10b5-1 +3,216 $2.94 $9K 3,216
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion · Class B Common Stock 10b5-1 −3,216 0
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Employee Stock Option (Right to Buy) 10b5-1 −40 $2.94 $118 0
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Class B Common Stock 10b5-1 +40 $2.94 $118 40
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion · Class B Common Stock 10b5-1 −40 0
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Employee Stock Option (Right to Buy) 10b5-1 −2,436 $5.64 $14K 0
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Class B Common Stock 10b5-1 +2,436 $5.64 $14K 2,436
2023-07-31 KAY STEPHEN H SVP General Counsel, Secretary Conversion · Class B Common Stock 10b5-1 −2,436 0
2023-07-05 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +8,247 8,247
2023-07-03 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +2,678 2,678
2023-07-03 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,606 1,606

Page 74 of 97 · 1,930 trades