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CIK 0001428439 · Large accelerated filer

ROKU, INC

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Ticker
ROKU
Exchange
Nasdaq
Industry
Cable & Other Pay Television Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
262087865
Phone
(408) 556-9040
Business address
1173 COLEMAN AVENUE, SAN JOSE, CA, 95110
Former names
ROKU INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$13,645,881
in 15 filings, $13.6M under 10b5-1 plans

Net −$13,645,881. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Collier Charles −$7.4M President, Roku Media sold 68% of stake
  2. Jedda Dan −$3.3M CFO & COO sold 24% of stake
  3. HUNT NEIL D −$927K Director sold 38% of stake
  4. Fuchsberg Gilbert −$751K President, Subscriptions sold 11% of stake
  5. Ozgen Mustafa −$531K Pres, Devices, Prod, and Tech sold 12% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-11 Wood Anthony J. CEO and Chairman BOD Gift −45,298 0
2023-09-11 Wood Anthony J. CEO and Chairman BOD Gift +45,298 45,298
2023-09-08 Wood Anthony J. CEO and Chairman BOD Option exercise +136,277 $56.07 $7.6M 136,277
2023-09-08 Wood Anthony J. CEO and Chairman BOD Gift −45,298 54,702
2023-09-08 Wood Anthony J. CEO and Chairman BOD Gift +45,298 45,298
2023-09-08 Wood Anthony J. CEO and Chairman BOD Option exercise · Employee Stock Option (right to buy) +136,277 $56.07 $7.6M 136,277
2023-09-06 KAY STEPHEN H SVP General Counsel, Secretary Sale 10b5-1 −1,397 $92.89 $130K 78,527
2023-09-05 KAY STEPHEN H SVP General Counsel, Secretary Sale 10b5-1 −754 $82.69 $62K 79,924
2023-09-05 Ozgen Mustafa President, Devices Sale −2,390 $82.69 $198K 31,340
2023-09-05 Katz Gidon President, Consumer Experience Sale −4,145 $82.69 $343K 24,540
2023-09-01 KAY STEPHEN H SVP General Counsel, Secretary Option exercise 10b5-1 +2,151 80,678
2023-09-01 KAY STEPHEN H SVP General Counsel, Secretary Option exercise · Restricted Stock Unit 10b5-1 −2,151 15,059
2023-09-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,285 1,285
2023-09-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +5,139 5,139
2023-09-01 Ozgen Mustafa President, Devices Option exercise +4,758 33,730
2023-09-01 Ozgen Mustafa President, Devices Option exercise · Restricted Stock Unit −4,758 33,311
2023-09-01 Katz Gidon President, Consumer Experience Option exercise +7,907 28,685
2023-09-01 Katz Gidon President, Consumer Experience Option exercise · Restricted Stock Unit −3,344 33,440
2023-09-01 Katz Gidon President, Consumer Experience Option exercise · Restricted Stock Unit −4,563 4,563

Page 72 of 72 · 1,439 trades