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CIK 0001428439 · Large accelerated filer

ROKU, INC

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Ticker
ROKU
Exchange
Nasdaq
Industry
Cable & Other Pay Television Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
262087865
Phone
(408) 556-9040
Business address
1173 COLEMAN AVENUE, SAN JOSE, CA, 95110
Former names
ROKU INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$13,645,881
in 15 filings, $13.6M under 10b5-1 plans

Net −$13,645,881. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Collier Charles −$7.4M President, Roku Media sold 68% of stake
  2. Jedda Dan −$3.3M CFO & COO sold 24% of stake
  3. HUNT NEIL D −$927K Director sold 38% of stake
  4. Fuchsberg Gilbert −$751K President, Subscriptions sold 11% of stake
  5. Ozgen Mustafa −$531K Pres, Devices, Prod, and Tech sold 12% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-15 Banks Matthew C. VP, Corp Controller & CAO Option exercise · Restricted Stock Unit 10b5-1 −1,248 14,984
2023-11-15 Banks Matthew C. VP, Corp Controller & CAO Option exercise · Restricted Stock Unit 10b5-1 −827 9,106
2023-11-06 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +5,042 5,042
2023-11-03 Katz Gidon President, Consumer Experience Sale 10b5-1 −1,968 $80.00 $157K 20,604
2023-11-03 Banks Matthew C. VP, Corp Controller & CAO Sale 10b5-1 −2,296 $85.03 $195K 3,100
2023-11-01 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,759 1,759
2023-11-01 Banks Matthew C. VP, Corp Controller & CAO Sale 10b5-1 −208 $59.14 $12K 5,396
2023-11-01 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +2,932 2,932
2023-10-02 Banks Matthew C. VP, Corp Controller & CAO Sale 10b5-1 −208 $70.20 $15K 5,604
2023-10-02 Collier Charles President, Roku Media Grant or award · Employee Stock Option (right to buy) +2,482 2,482
2023-10-02 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +1,490 1,490
2023-10-02 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +5,957 5,957
2023-09-15 Banks Matthew C. VP, Corp Controller & CAO Grant or award · Restricted Stock Unit +9,933 9,933
2023-09-15 Fuchsberg Gilbert SVP, Corporate Development Grant or award · Restricted Stock Unit +31,475 31,475
2023-09-15 Katz Gidon President, Consumer Experience Grant or award · Employee Stock Option (right to buy) +101,690 101,690
2023-09-15 Ozgen Mustafa President, Devices Grant or award · Restricted Stock Unit −58,916 58,916
2023-09-15 KAY STEPHEN H SVP General Counsel, Secretary Grant or award · Restricted Stock Unit +53,266 53,266
2023-09-15 Wood Anthony J. CEO and Chairman BOD Grant or award · Employee Stock Option (right to buy) +178,796 178,796
2023-09-15 Wood Anthony J. CEO and Chairman BOD Grant or award · Restricted Stock Unit +99,331 99,331
2023-09-14 Katz Gidon President, Consumer Experience Sale 10b5-1 −1,968 $79.14 $156K 22,572

Page 71 of 72 · 1,439 trades