CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
Sign in to watch- Ticker
- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-12-20 | Schmucker Brian H Officer of Subadviser | Grant or award | +5,000 | $14.91 | $75K | 69,166 |
| 2018-12-20 | Schmucker Brian H Officer of Subadviser | Grant or award | +3,000 | $14.44 | $43K | 72,166 |
| 2018-12-20 | Galley Patrick W. Director | Grant or award | +2,000 | $14.84 | $30K | 87,974 |
| 2018-12-19 | Galley Patrick W. Director | Grant or award | +2,000 | $15.02 | $30K | 82,974 |
| 2018-12-19 | Galley Patrick W. Director | Grant or award | +1,000 | $15.03 | $15K | 83,974 |
| 2018-12-19 | Galley Patrick W. Director | Grant or award | +2,000 | $15.00 | $30K | 85,974 |
| 2018-11-20 | Schmucker Brian H Officer of Subadviser | Grant or award | +3,000 | $16.20 | $49K | 64,166 |
| 2018-11-20 | Schmucker Brian H Officer of Subadviser | Grant or award | +2,000 | $16.38 | $33K | 61,166 |
| 2018-11-19 | Schmucker Brian H Officer of Subadviser | Grant or award | +5,000 | $16.20 | $81K | 59,166 |
| 2018-11-07 | Oakes John S. Director | Purchase | +369 | $16.93 | $6K | 1,475 |
| 2018-11-07 | Schmucker Brian H Officer of Subadviser | Grant or award | +8,833 | $16.93 | $150K | 54,166 |
| 2018-11-07 | HUTCHENS JOHN WAYNE Director | Purchase | +1,311 | $16.93 | $22K | 3,743 |
| 2018-11-07 | O'Neill Stephen Andrew Portfolio Manager | Grant or award | +8,000 | $16.93 | $135K | 35,639 |
| 2018-11-07 | Galley Patrick W. Director | Grant or award | +30,659 | $16.93 | $519K | 80,974 |
| 2018-06-13 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,500 | $21.50 | $75K | 196,441 |
| 2018-06-13 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −678 | $21.55 | $15K | 195,763 |
| 2018-06-12 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,000 | $21.45 | $64K | 200,241 |
| 2018-06-12 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −300 | $21.51 | $6K | 199,941 |
| 2018-06-11 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,000 | $21.46 | $64K | 205,758 |
| 2018-06-11 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,500 | $21.49 | $54K | 203,258 |
Page 7 of 9 · 170 trades