CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-07-02 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −370 | $17.26 | $6K | 168,108 |
| 2019-07-02 | Swanson David Director | Purchase | +580 | $17.20 | $10K | 580 |
| 2019-06-21 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −581 | $17.10 | $10K | 168,478 |
| 2019-06-20 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $17.07 | $34K | 169,059 |
| 2019-06-18 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −513 | $17.07 | $9K | 171,059 |
| 2019-06-13 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −4,000 | $16.97 | $68K | 172,572 |
| 2019-06-13 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,000 | $17.02 | $17K | 171,572 |
| 2019-06-10 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −200 | $17.10 | $3K | 176,572 |
| 2019-06-06 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,329 | $16.92 | $22K | 177,963 |
| 2019-06-06 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,191 | $16.95 | $20K | 176,772 |
| 2019-06-06 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −671 | $16.92 | $11K | 179,265 |
| 2019-06-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $16.92 | $34K | 179,936 |
| 2019-06-04 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $16.90 | $34K | 182,763 |
| 2019-06-04 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −800 | $16.88 | $14K | 181,963 |
| 2019-05-09 | Schmucker Brian H Officer of Subadviser | Sale | −5,500 | $16.79 | $92K | 55,666 |
| 2019-05-08 | Schmucker Brian H Officer of Subadviser | Sale | −5,500 | $16.91 | $93K | 61,166 |
| 2019-05-07 | Schmucker Brian H Officer of Subadviser | Sale | −5,500 | $17.20 | $95K | 66,666 |
| 2019-05-06 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,500 | $17.22 | $95K | 184,763 |
| 2019-05-02 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,500 | $17.06 | $94K | 190,263 |
| 2018-12-21 | Galley Patrick W. Director | Purchase | +2,000 | $14.53 | $29K | 89,974 |
Page 6 of 9 · 170 trades