CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-10-01 | O'Neill Stephen Andrew Officer of Subadviser | Grant or award | +38,793 | 38,793 | ||
| 2019-10-01 | Schmucker Brian H Officer of Subadviser | Grant or award | +55,668 | 55,668 | ||
| 2019-10-01 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Grant or award | +124,122 | 124,122 | ||
| 2019-09-26 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,000 | $17.12 | $86K | 124,122 |
| 2019-09-25 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,700 | $17.24 | $47K | 129,122 |
| 2019-09-09 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −109 | $17.19 | $2K | 132,392 |
| 2019-09-09 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −570 | $17.18 | $10K | 131,822 |
| 2019-08-28 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −624 | $16.95 | $11K | 132,501 |
| 2019-08-27 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,000 | $16.95 | $51K | 133,125 |
| 2019-08-01 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,000 | $17.40 | $52K | 139,425 |
| 2019-08-01 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,300 | $17.45 | $58K | 136,125 |
| 2019-07-16 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,755 | $17.40 | $31K | 142,425 |
| 2019-07-15 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −4,018 | $17.65 | $71K | 144,180 |
| 2019-07-11 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,500 | $17.62 | $97K | 148,198 |
| 2019-07-10 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,000 | $17.45 | $52K | 156,070 |
| 2019-07-10 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,372 | $17.50 | $42K | 153,698 |
| 2019-07-09 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −400 | $17.42 | $7K | 159,070 |
| 2019-07-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −738 | $17.36 | $13K | 163,970 |
| 2019-07-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −4,500 | $17.31 | $78K | 159,470 |
| 2019-07-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −3,400 | $17.26 | $59K | 164,708 |
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