CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-12 | Galley Patrick W. Director | Purchase | +1,876 | $12.45 | $23K | 139,571 |
| 2020-03-12 | Galley Patrick W. Director | Purchase | +1,000 | $12.48 | $12K | 140,571 |
| 2020-03-12 | Schmucker Brian H Officer of Subadviser | Sale | −29,050 | $11.17 | $324K | 26,616 |
| 2019-11-12 | Oakes John S. Director | Purchase | +429 | $16.20 | $7K | 1,967 |
| 2019-11-12 | HUTCHENS JOHN WAYNE Director | Purchase | +1,247 | $16.20 | $20K | 4,990 |
| 2019-11-07 | Galley Patrick W. Director | Purchase | +33,168 | $16.20 | $537K | 137,695 |
| 2019-11-07 | O'Neill Stephen Andrew Portfolio Manager | Purchase | +5,000 | $16.20 | $81K | 43,792 |
| 2019-10-25 | Swanson David Director | Purchase | +194 | $16.60 | $3K | 774 |
| 2019-10-24 | O'Neill Stephen Andrew Officer of Subadviser | Sale | −23,793 | $0.05 | $1K | 15,000 |
| 2019-10-23 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −10,290 | $0.06 | $617 | 0 |
| 2019-10-22 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −51,429 | $0.04 | $2K | 10,290 |
| 2019-10-21 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −47,938 | $0.04 | $2K | 61,719 |
| 2019-10-18 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −14,465 | $0.06 | $869 | 109,657 |
| 2019-10-16 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $16.63 | $33K | 118,693 |
| 2019-10-16 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $16.67 | $33K | 116,693 |
| 2019-10-16 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,522 | $16.70 | $25K | 115,171 |
| 2019-10-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,000 | $16.89 | $17K | 123,122 |
| 2019-10-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,000 | $16.88 | $17K | 122,122 |
| 2019-10-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −1,429 | $16.92 | $24K | 120,693 |
| 2019-10-01 | Galley Patrick W. Director | Grant or award | +96,597 | 96,597 |
Page 4 of 9 · 170 trades