CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-04-23 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,000 | $17.47 | $87K | 31,591 |
| 2021-04-13 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −7,114 | $17.77 | $126K | 36,591 |
| 2021-04-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −4,000 | $17.60 | $70K | 43,705 |
| 2021-04-01 | Schmucker Brian H Officer of Subadviser | Sale | −7,616 | $17.54 | $134K | 4,000 |
| 2021-03-31 | Schmucker Brian H Officer of Subadviser | Sale | −15,000 | $17.38 | $261K | 11,616 |
| 2021-03-21 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −6,279 | $17.36 | $109K | 47,705 |
| 2021-03-17 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,000 | $17.68 | $88K | 53,984 |
| 2021-03-15 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,510 | $17.72 | $98K | 58,984 |
| 2021-03-12 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,000 | $17.60 | $88K | 64,494 |
| 2021-03-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −8,500 | $17.02 | $145K | 69,494 |
| 2021-03-03 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −7,635 | $17.37 | $133K | 77,994 |
| 2021-02-09 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −9,450 | $17.50 | $165K | 85,629 |
| 2021-02-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −8,792 | $17.34 | $152K | 95,079 |
| 2021-02-05 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −8,792 | $17.34 | $152K | 103,871 |
| 2021-02-04 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $17.17 | $34K | 112,663 |
| 2021-02-03 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −7,459 | $17.01 | $127K | 114,663 |
| 2021-02-02 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −2,000 | $17.01 | $34K | 122,122 |
| 2020-11-09 | Swanson David Director | Purchase | +258 | $14.08 | $4K | 1,032 |
| 2020-03-23 | O'Neill Stephen Andrew Portfolio Manager | Purchase | +2,000 | $9.39 | $19K | 47,222 |
| 2020-03-23 | O'Neill Stephen Andrew Portfolio Manager | Purchase | +500 | $9.35 | $5K | 47,722 |
Page 3 of 9 · 170 trades