CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-05-12 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +4,539 | $10.98 | $50K | 19,439 |
| 2023-05-11 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +728 | $11.13 | $8K | 14,900 |
| 2023-05-10 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +1,600 | $11.13 | $18K | 14,172 |
| 2023-04-10 | Raio Jerry Director | Purchase | +1,500 | $11.55 | $17K | 1,500 |
| 2022-11-15 | Galley Patrick W. President | Purchase | +41,899 | 282,018 | ||
| 2022-11-08 | HUTCHENS JOHN WAYNE Director | Purchase | +2,773 | $11.93 | $33K | 7,763 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +1,702 | $14.98 | $25K | 67,929 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +500 | $14.94 | $7K | 68,429 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +200 | $14.95 | $3K | 68,629 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +1,198 | $14.92 | $18K | 69,827 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +200 | $14.97 | $3K | 70,027 |
| 2022-01-24 | O'Neill Stephen Andrew Officer Subadviser | Purchase | +1,200 | $14.92 | $18K | 71,227 |
| 2021-11-16 | HUTCHENS JOHN WAYNE Director | Purchase | +1,664 | $16.81 | $28K | 6,654 |
| 2021-11-15 | O'Neill Stephen Andrew Officer of Subadviser | Purchase | +16,557 | $16.81 | $278K | 66,227 |
| 2021-11-15 | O'Neill Stephen Andrew Officer of Subadviser | Purchase | +16,557 | $16.81 | $278K | 82,784 |
| 2021-11-15 | Swanson David Director | Purchase | +344 | $16.81 | $6K | 1,376 |
| 2021-06-04 | Schmucker Brian H Officer of Subadviser | Sale | −4,000 | $17.88 | $72K | 0 |
| 2021-05-10 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −4,917 | $18.04 | $89K | 12,572 |
| 2021-05-07 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −8,800 | $18.09 | $159K | 17,489 |
| 2021-04-30 | RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser | Sale | −5,302 | $17.68 | $94K | 26,289 |
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