CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
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- RIV
- Exchange
- NYSE
- FY end
- Jun 30
- Incorporated
- MD
- Entity type
- other
- Phone
- 561-484-7185
- Business address
- 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FL, 33401
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
Securities
- RIV Common Stock NYSE
- RIV-PA 6.00% Series A Perpetual Preferred Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 40 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-24 | Swanson David Director | Other acquisition | +459 | $10.49 | $5K | 1,835 |
| 2026-09-24 | RiverNorth Strategic Holdings, LLC Holding Co | Other acquisition | +2,272,728 | $10.49 | $23.8M | 2,375,123 |
| 2026-09-24 | Galley Patrick W. President | Other acquisition | +219,708 | $10.49 | $2.3M | 550,403.36 |
| 2026-09-24 | O'Neill Stephen Andrew Portfolio Manager | Other acquisition | +10,000 | $10.49 | $105K | 119,922.78 |
| 2025-10-10 | O'Neill Stephen Andrew Portfolio Manager | Other acquisition | +15,000 | $11.95 | $179K | 94,767.83 |
| 2025-10-10 | Raio Jerry Director | Other acquisition | +3,834 | $11.95 | $46K | 8,412.4 |
| 2025-10-10 | RiverNorth Strategic Holdings, LLC Holding Co | Other acquisition | +25,599 | $11.95 | $306K | 102,395 |
| 2025-10-10 | Galley Patrick W. President | Other acquisition | +112,213 | $11.95 | $1.3M | 330,695.36 |
| 2024-11-22 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Other disposition | −76,796 | 0 | ||
| 2023-12-27 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +12,608 | $11.12 | $140K | 89,368 |
| 2023-12-14 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +8,674 | $11.06 | $96K | 76,760 |
| 2023-12-08 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +600 | $10.83 | $6K | 68,086 |
| 2023-12-07 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +292 | $10.77 | $3K | 67,486 |
| 2023-12-04 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +1,053 | $10.68 | $11K | 67,194 |
| 2023-12-01 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +47 | $10.65 | $501 | 66,141 |
| 2023-11-21 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +12,400 | $10.50 | $130K | 66,094 |
| 2023-11-20 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +15,245 | $10.49 | $160K | 53,694 |
| 2023-11-17 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +18,094 | $10.47 | $189K | 38,449 |
| 2023-10-27 | Raio Jerry Director | Purchase | +2,500 | $9.74 | $24K | 4,000 |
| 2023-06-02 | RIVERNORTH CAPITAL MANAGEMENT, LLC Adviser | Grant or award | +916 | $11.20 | $10K | 20,355 |
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