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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270223495
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-24 Moore Andrew CEO B. Riley Securities, Inc. Purchase +10,000 $36.78 $368K 355,462
2023-02-23 PAULSON RANDALL E Director Purchase +10,000 $36.85 $368K 286,899
2023-02-09 Labran Renee E Director Purchase +250 $39.97 $10K 3,633
2023-02-09 D Agostino Robert P Director Purchase +12,500 $40.59 $507K 153,573
2023-02-08 Ahn Phillip J. CFO & Chief Operating Officer Option exercise +75,000 274,353
2023-02-08 Ahn Phillip J. CFO & Chief Operating Officer Shares withheld for taxes −11,186 $39.60 $443K 263,167
2023-02-08 Ahn Phillip J. CFO & Chief Operating Officer Option exercise · Performance Restricted Stock Units −75,000 0
2023-02-08 Young Kenneth M President Option exercise +75,000 241,898
2023-02-08 Young Kenneth M President Shares withheld for taxes −18,737 $39.60 $742K 223,161
2023-02-08 Young Kenneth M President Option exercise · Performance Restricted Stock Units −75,000 0
2023-02-08 WEITZMAN HOWARD SVP, Chief Accounting Officer Option exercise +20,000 50,473
2023-02-08 WEITZMAN HOWARD SVP, Chief Accounting Officer Shares withheld for taxes −2,101 $39.60 $83K 48,372
2023-02-08 WEITZMAN HOWARD SVP, Chief Accounting Officer Option exercise · Performance Restricted Stock Units −20,000 0
2023-02-08 RILEY BRYANT R Chairman and Co-CEO Option exercise +150,000 6,525,943
2023-02-08 RILEY BRYANT R Chairman and Co-CEO Option exercise · Performance Restricted Stock Units −150,000 0
2023-02-08 Moore Andrew CEO B. Riley Securities, Inc. Option exercise +85,000 366,105
2023-02-08 Moore Andrew CEO B. Riley Securities, Inc. Shares withheld for taxes −20,643 $39.60 $817K 345,462
2023-02-08 Moore Andrew CEO B. Riley Securities, Inc. Option exercise · Performance Restricted Stock Units −85,000 0
2023-02-08 Forman Alan N EVP, General Counsel, Sec Option exercise +30,000 126,939
2023-02-08 Forman Alan N EVP, General Counsel, Sec Option exercise · Performance Restricted Stock D Units −30,000 0

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