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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270223495
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-05-24 Walters Marian Director Grant or award +1,490 2,564
2022-05-24 ANTIN ROBERT L Director Grant or award +1,490 25,498
2022-05-24 Ahn Phillip J. CFO & Chief Operating Officer Grant or award +22,048 207,841
2022-05-24 Ahn Phillip J. CFO & Chief Operating Officer Shares withheld for taxes −5,332 $49.56 $264K 202,509
2022-05-24 Labran Renee E Director Grant or award +1,490 3,136
2022-05-20 ASHER DANIEL 10% owner Option exercise −1,100 $50.00 $55K 1,369,693
2022-05-20 ASHER DANIEL 10% owner Option exercise −122,700 $50.00 $6.1M 1,246,993
2022-05-20 ASHER DANIEL 10% owner Option exercise −1,700 $45.00 $77K 1,245,293
2021-06-30 Ahn Phillip J. CFO & Chief Operating Officer Grant or award +331 $64.18 $21K 185,793

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