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CIK 0001713863 · Non-accelerated filer<br>Smaller reporting company

Rafael Holdings, Inc.

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Ticker
RFL
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Jul 31
Incorporated
DE
Entity type
operating
EIN
822296593
Phone
212-658-1450
Business address
520 BROAD STREET, NEWARK, NJ, 07120
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-01-05 McCamish Mark Anthony Director Grant or award +5,412 $5.39 $29K 5,412
2022-01-05 Klinger Shannon Thyme Director Grant or award +5,412 $5.39 $29K 5,412
2021-10-18 HUIZINGA MARY MARGARET Chief Devel. & Medical Officer Grant or award · Employee Stock Option (right to buy) +122,341 122,341
2021-09-24 Marin Ashok D Chief Legal Officer Grant or award · Employee Stock Option (right to buy) +34,066 34,066
2021-09-23 Polinsky David Former Chief Financial Officer Shares withheld for taxes −571 $35.77 $20K 17,429
2021-09-17 Fabbio Patrick Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +105,602 105,602
2021-08-24 JONAS HOWARD S Chief Executive Officer Purchase +112,561 $44.92 $5.1M 112,561
2021-05-27 MALLIK AMEET CHIEF EXECUTIVE OFFICER Grant or award +908,497 $44.70 $40.6M 908,497
2021-04-15 CONKLING WILLIAM Chief Commercial Officer Grant or award · Employee Stock Option (right to buy) +118,409 118,409
2021-01-19 WEISS MICHAEL J Director Grant or award +7,512 $5.39 $40K 20,121
2021-01-05 PASCHE BORIS C Director Grant or award +4,203 $22.72 $95K 12,609
2021-01-05 GREENBERG STEPHEN M Director Grant or award +4,203 $22.72 $95K 12,609
2021-01-05 WEISS MICHAEL J Director Grant or award +4,203 $22.72 $95K 12,609
2021-01-05 ASH MENACHEM President Shares withheld for taxes −5,405 $22.72 $123K 126,440
2020-09-23 Polinsky David Chief Financial Officer Grant or award +5,000 18,000
2020-04-20 JONAS HOWARD S Chief Executive Officer Other disposition −32,711 0
2020-04-06 JONAS HOWARD S Chief Executive Officer Other disposition −787,163 0
2020-04-06 JONAS HOWARD S Chief Executive Officer Other disposition −4,306,738 32,711
2020-01-24 ASH MENACHEM President Shares withheld for taxes −5,238 $22.16 $116K 131,845
2020-01-06 GREENBERG STEPHEN M Director Grant or award +4,203 $16.69 $70K 8,406

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