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CIK 0001713863 · Non-accelerated filer<br>Smaller reporting company

Rafael Holdings, Inc.

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Ticker
RFL
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Jul 31
Incorporated
DE
Entity type
operating
EIN
822296593
Phone
212-658-1450
Business address
520 BROAD STREET, NEWARK, NJ, 07120
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-01-05 WEISS MICHAEL J Director Grant or award +27,174 $1.84 $50K 47,295
2023-01-05 GREENBERG STEPHEN M Director Grant or award +27,174 $1.84 $50K 47,295
2023-01-05 PASCHE BORIS C Director Grant or award +27,174 $1.84 $50K 47,295
2023-01-05 McCamish Mark Anthony Director Grant or award +27,174 $1.84 $50K 32,586
2022-12-21 Fabbio Patrick CFO & President Shares withheld for taxes −27,928 $1.76 $49K 335,175
2022-12-21 CONKLING WILLIAM Chief Executive Officer Shares withheld for taxes −56,149 $1.76 $99K 567,583
2022-08-09 JONAS HOWARD S Executive Chairman Sale −64,674 $1.84 $119K 3,225,806
2022-08-09 i9 PLUS, LLC 10% owner Sale −64,674 $1.84 $119K 3,225,806
2022-08-08 JONAS HOWARD S Executive Chairman Sale −14,787 $1.94 $29K 3,290,480
2022-08-08 i9 PLUS, LLC 10% owner Sale −14,787 $1.94 $29K 3,290,480
2022-08-05 JONAS HOWARD S Executive Chairman Sale −33,100 $1.93 $64K 3,305,267
2022-08-05 i9 PLUS, LLC 10% owner Sale −33,100 $1.93 $64K 3,305,267
2022-07-06 JONAS HOWARD S Executive Chairman Purchase +3,225,806 $1.86 $6.0M 3,338,367
2022-06-14 JONAS HOWARD S Chairman of the Board Grant or award +132,980 $1.88 $250K 132,980
2022-06-14 JONAS HOWARD S Chairman of the Board Grant or award +319,150 $1.88 $600K 452,130
2022-02-01 MALLIK AMEET Director Returned to the company −908,497 0
2022-02-01 Fabbio Patrick CFO & President Grant or award +363,103 363,103
2022-02-01 CONKLING WILLIAM Chief Executive Officer Grant or award +623,732 623,732
2022-01-19 GREENBERG STEPHEN M Director Grant or award +7,512 $5.39 $40K 20,121
2022-01-05 PASCHE BORIS C Director Grant or award +7,512 $5.39 $40K 20,121

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