CIK 0001713863 · Non-accelerated filer<br>Smaller reporting company
Rafael Holdings, Inc.
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- RFL
- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- FY end
- Jul 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 822296593
- Phone
- 212-658-1450
- Business address
- 520 BROAD STREET, NEWARK, NJ, 07120
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 17 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-04-04 | JONAS HOWARD S Executive Chairman | Other disposition | −348,259 | 0 | ||
| 2024-04-04 | JONAS HOWARD S Executive Chairman | Other acquisition | +348,259 | 563,538 | ||
| 2024-03-21 | CONKLING WILLIAM Chief Executive Officer | Shares withheld for taxes | +15,473 | $1.71 | $26K | 534,044 |
| 2024-03-21 | Polinsky David Chief Financial Officer | Shares withheld for taxes | −2,300 | $1.71 | $4K | 157,362 |
| 2024-01-30 | JONAS HOWARD S Executive Chairman | Other disposition | −348,259 | 215,279 | ||
| 2024-01-30 | JONAS HOWARD S Executive Chairman | Other acquisition | +348,259 | 348,259 | ||
| 2024-01-16 | GOLDBERG JOHN CHIEF MEDICAL OFFICER | Grant or award · Employee Stock Option (right to buy) | +250,000 | 250,000 | ||
| 2024-01-05 | GREENBERG STEPHEN M Director | Grant or award | +27,655 | $1.81 | $50K | 74,950 |
| 2024-01-05 | McCamish Mark Anthony Director | Grant or award | +27,655 | $1.81 | $50K | 60,241 |
| 2024-01-05 | WEISS MICHAEL J Director | Grant or award | +27,655 | $1.81 | $50K | 74,950 |
| 2023-12-21 | Polinsky David Chief Financial Officer | Shares withheld for taxes | −8,577 | $1.82 | $16K | 159,662 |
| 2023-12-21 | CONKLING WILLIAM Chief Executive Officer | Shares withheld for taxes | +13,602 | $1.82 | $25K | 549,517 |
| 2023-10-25 | Polinsky David Chief Financial Officer | Grant or award | +40,000 | $1.52 | $61K | 168,239 |
| 2023-10-25 | CONKLING WILLIAM Chief Executive Officer | Grant or award | +40,000 | $1.52 | $61K | 563,119 |
| 2023-09-23 | Polinsky David Chief Financial Officer | Shares withheld for taxes | −2,541 | $2.04 | $5K | 128,239 |
| 2023-09-21 | CONKLING WILLIAM Chief Executive Officer | Shares withheld for taxes | −13,669 | $2.21 | $30K | 523,119 |
| 2023-08-28 | JONAS HOWARD S Executive Chairman | Grant or award | +111,408 | $2.24 | $250K | 563,538 |
| 2023-07-31 | JONAS HOWARD S Executive Chairman | Other acquisition | +787,163 | 787,163 | ||
| 2023-06-21 | CONKLING WILLIAM Chief Executive Officer | Shares withheld for taxes | −15,170 | $2.15 | $33K | 536,788 |
| 2023-03-21 | CONKLING WILLIAM Chief Executive Officer | Shares withheld for taxes | −15,625 | $1.67 | $26K | 551,958 |
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