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CIK 0001713863 · Non-accelerated filer<br>Smaller reporting company

Rafael Holdings, Inc.

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Ticker
RFL
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Jul 31
Incorporated
DE
Entity type
operating
EIN
822296593
Phone
212-658-1450
Business address
520 BROAD STREET, NEWARK, NJ, 07120
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-01-06 WEISS MICHAEL J Director Grant or award +27,541 $1.82 $50K 102,491
2025-01-06 STEIN MARK N Director Grant or award +11,475 $1.82 $21K 11,475
2024-12-21 Polinsky David Chief Financial Officer Shares withheld for taxes −2,002 $1.84 $4K 145,918
2024-12-21 CONKLING WILLIAM Chief Executive Officer Shares withheld for taxes −12,807 $1.84 $24K 491,815
2024-10-25 Polinsky David Chief Financial Officer Shares withheld for taxes −3,331 $1.84 $6K 147,920
2024-10-25 CONKLING WILLIAM Chief Executive Officer Shares withheld for taxes −3,431 $1.84 $6K 504,622
2024-09-23 Polinsky David Chief Financial Officer Shares withheld for taxes −1,431 $1.73 $2K 151,251
2024-09-21 CONKLING WILLIAM Chief Executive Officer Shares withheld for taxes −12,696 $1.73 $22K 508,053
2024-09-21 Polinsky David Chief Financial Officer Shares withheld for taxes −2,384 $1.73 $4K 152,682
2024-07-24 JONAS HOWARD S Executive Chairman Other disposition −563,538 0
2024-07-24 JONAS HOWARD S Executive Chairman Other acquisition +563,538 563,538
2024-06-26 JONAS HOWARD S Executive Chairman Other disposition −563,538 0
2024-06-26 JONAS HOWARD S Executive Chairman Other acquisition +563,538 563,538
2024-06-21 CONKLING WILLIAM Chief Executive Officer Shares withheld for taxes −13,295 $1.46 $19K 520,749
2024-06-21 Polinsky David Chief Financial Officer Shares withheld for taxes −2,296 $1.46 $3K 155,066
2024-06-17 JONAS HOWARD S Executive Chairman Other disposition −187,427 159,016
2024-06-17 JONAS HOWARD S Executive Chairman Other acquisition +187,427 563,538
2024-06-14 JONAS HOWARD S Executive Chairman Other disposition −376,111 346,443
2024-06-14 JONAS HOWARD S Executive Chairman Other acquisition +376,111 376,111
2024-06-13 JONAS HOWARD S Executive Chairman Grant or award +159,016 722,554

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