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CIK 0001281895 · Non-accelerated filer<br>Smaller reporting company

ROCKET PHARMACEUTICALS, INC.

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Ticker
RCKT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
646-440-9100
Business address
350 FIFTH AVENUE, SUITE 7530, NEW YORK, NY, 10118
Former names
INOTEK PHARMACEUTICALS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$405,500
in 5 filings

Net −$405,500. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-10-06 Rizvi Syed Ali-aamir Chief Medical Officer Grant or award +62,893 345,911
2025-10-06 Rizvi Syed Ali-aamir Chief Medical Officer Grant or award · Stock Option (right to buy) +383,854 383,854
2025-09-24 Fong Peter Director Grant or award +23,333 23,333
2025-09-24 Fong Peter Director Grant or award +30,000 53,333
2025-09-19 RTW INVESTMENTS, LP Director Option exercise +1,000,000 $40.03 $40.0M 19,188,457
2025-09-19 RTW INVESTMENTS, LP Director Other disposition −1,000,000 $3.11 $3.1M 18,188,457
2025-09-19 RTW INVESTMENTS, LP Director Option exercise +41,000 $19.09 $783K 18,229,457
2025-09-19 RTW INVESTMENTS, LP Director Other disposition −41,000 $3.11 $127K 18,188,457
2025-09-19 RTW INVESTMENTS, LP Director Option exercise +59,000 $17.81 $1.1M 18,247,457
2025-09-19 RTW INVESTMENTS, LP Director Other disposition −59,000 $3.11 $183K 18,188,457
2025-09-19 RTW INVESTMENTS, LP Director Option exercise · Equity Swap (obligation to buy) −1 0
2025-09-19 RTW INVESTMENTS, LP Director Option exercise · Equity Swap (obligation to buy) −1 0
2025-09-19 RTW INVESTMENTS, LP Director Option exercise · Equity Swap (obligation to buy) −1 0
2025-09-08 Militello John See Remarks Grant or award +40,000 95,924
2025-09-08 Wilson Martin General Counsel Grant or award +150,000 285,462
2025-09-08 Schwartz Jonathan David See Remarks Grant or award +80,000 301,609
2025-08-27 Bjork Elisabeth Director Purchase +10,000 $3.41 $34K 40,000
2025-08-19 Militello John See Remarks Sale −361 $3.00 $1K 55,924
2025-08-19 Schwartz Jonathan David See Remarks Sale −805 $3.00 $2K 221,609
2025-08-19 Wilson Martin General Counsel Sale −588 $3.00 $2K 135,462

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