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CIK 0001281895 · Non-accelerated filer<br>Smaller reporting company

ROCKET PHARMACEUTICALS, INC.

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Ticker
RCKT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
646-440-9100
Business address
350 FIFTH AVENUE, SUITE 7530, NEW YORK, NY, 10118
Former names
INOTEK PHARMACEUTICALS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$405,500
in 5 filings

Net −$405,500. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-08-18 Shah Gaurav CEO Sale −2,293 $3.38 $8K 1,056,594
2026-08-13 Shah Gaurav CEO Sale −2,837 $3.38 $10K 1,058,887
2026-05-21 Shah Gaurav CEO Option exercise +76,490 $1.69 $129K 1,117,408
2026-05-21 Shah Gaurav CEO Sale −55,684 $3.09 $172K 1,061,724
2026-05-21 Shah Gaurav CEO Option exercise · Stock Option (Right to Buy) −76,490 $1.69 $129K 0
2026-05-19 Shah Gaurav CEO Sale −2,409 $3.01 $7K 1,040,918
2026-05-13 Shah Gaurav CEO Sale −2,728 $3.61 $10K 1,043,327
2026-02-18 Shah Gaurav CEO Sale −5,990 $3.34 $20K 1,046,055
2026-02-13 Shah Gaurav CEO Sale −12,279 $3.31 $41K 1,052,045
2026-02-11 Shah Gaurav CEO Grant or award +286,028 1,064,324
2026-02-11 Shah Gaurav CEO Grant or award · Stock Option (Right to Buy) +870,648 870,648
2025-11-18 Shah Gaurav CEO Sale −6,276 $2.98 $19K 778,296
2025-08-18 Shah Gaurav CEO Shares withheld for taxes −2,234 $3.05 $7K 784,572
2025-05-20 Shah Gaurav CEO Sale −2,253 $6.45 $15K 786,806
2025-05-16 Shah Gaurav CEO Sale −3,621 $6.53 $24K 789,059
2025-04-10 Shah Gaurav CEO Purchase +20,000 $5.08 $102K 792,680
2025-02-21 Shah Gaurav CEO Sale −16,303 $10.58 $172K 772,680
2025-02-11 Shah Gaurav CEO Grant or award +81,655 788,983
2025-02-11 Shah Gaurav CEO Grant or award · Stock Option (Right to Buy) +243,345 243,345
2024-11-21 Shah Gaurav CEO Sale −11,091 $13.05 $145K 707,328

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