CIK 0000081955 · Non-accelerated filer
RAND CAPITAL CORP
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- RAND
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- NY
- Entity type
- operating
- EIN
- 160961359
- Phone
- 7168530802
- Business address
- 1405 RAND BUILDING, BUFFALO, NY, 14203
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 33 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-05-22 | Utility Service Holding Co., Inc. 10% owner | Purchase | +5,000 | $3.32 | $17K | 750,677 |
| 2014-05-21 | Utility Service Holding Co., Inc. 10% owner | Purchase | +2,700 | $3.39 | $9K | 745,677 |
| 2014-05-19 | GRUM ALLEN F President/CEO | Purchase | +5,000 | $3.42 | $17K | 111,142 |
| 2014-03-12 | GRUM ALLEN F President/CEO | Purchase | +5,000 | $3.27 | $16K | 106,142 |
| 2014-02-28 | PENBERTHY DANIEL P EVP | Purchase | +100 | $3.39 | $339 | 66,555 |
| 2014-02-28 | PENBERTHY DANIEL P EVP | Purchase | +1,245 | $3.40 | $4K | 67,800 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +150 | $3.17 | $476 | 62,950 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +100 | $3.19 | $319 | 63,050 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +100 | $3.21 | $321 | 63,150 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +550 | $3.22 | $2K | 63,700 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +100 | $3.23 | $323 | 63,800 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +2,455 | $3.24 | $8K | 66,255 |
| 2014-02-27 | PENBERTHY DANIEL P EVP | Purchase | +200 | $3.25 | $650 | 66,455 |
| 2013-04-04 | GRUM ALLEN F President/CEO | Purchase | +5,000 | $2.85 | $14K | 101,142 |
| 2013-03-07 | GRUM ALLEN F President/CEO | Purchase | +5,000 | $2.75 | $14K | 96,142 |
| 2013-03-04 | PENBERTHY DANIEL P EVP | Purchase | +5,000 | $2.70 | $14K | 62,800 |
| 2013-01-14 | NEWMAN REGINALD B II Director | Gift | −10,634 | 189,538 | ||
| 2013-01-10 | NEWMAN REGINALD B II Director | Gift | −42,538 | 200,172 | ||
| 2012-12-13 | ZAK ROBERT M Director | Purchase | +10,000 | $2.46 | $25K | 40,000 |
| 2012-11-15 | PENBERTHY DANIEL P EVP | Purchase | +800 | $2.30 | $2K | 57,800 |
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