CIK 0000081955 · Non-accelerated filer
RAND CAPITAL CORP
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- RAND
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- NY
- Entity type
- operating
- EIN
- 160961359
- Phone
- 7168530802
- Business address
- 1405 RAND BUILDING, BUFFALO, NY, 14203
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 33 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-12-13 | GRUM ALLEN F CEO | Purchase | +25,000 | $3.00 | $75K | 148,642 |
| 2016-12-13 | GRUM ALLEN F CEO | Purchase | +25,000 | $3.00 | $75K | 173,642 |
| 2016-12-13 | PENBERTHY DANIEL P EVP and CFO | Purchase | +16,667 | $3.00 | $50K | 84,467 |
| 2016-12-13 | NEWMAN REGINALD B II Director | Purchase | +150,000 | $3.00 | $450K | 244,124 |
| 2016-12-13 | KAILBOURNE ERLAND E Director | Purchase | +16,667 | $3.00 | $50K | 36,667 |
| 2016-12-13 | KENZIE ROSS B Director | Purchase | +13,000 | $3.00 | $39K | 113,000 |
| 2016-12-12 | NEWMAN REGINALD B II Director | Gift | −95,414 | 94,124 | ||
| 2016-08-11 | ZAK ROBERT M Director | Purchase | +25,000 | $3.33 | $83K | 65,000 |
| 2015-05-18 | GRUM ALLEN F President/CEO | Purchase | +2,500 | $3.80 | $10K | 123,642 |
| 2015-05-15 | GRUM ALLEN F President/CEO | Purchase | +2,500 | $3.80 | $10K | 121,142 |
| 2015-05-11 | GRUM ALLEN F President/CEO | Purchase | +2,500 | $3.80 | $10K | 118,642 |
| 2014-08-21 | GRUM ALLEN F President/CEO | Purchase | +5,000 | $3.10 | $16K | 116,142 |
| 2014-08-20 | Utility Service Holding Co., Inc. 10% owner | Purchase | +36,500 | $3.03 | $110K | 1,238,692 |
| 2014-08-19 | Utility Service Holding Co., Inc. 10% owner | Purchase | +400,000 | $3.02 | $1.2M | 1,202,192 |
| 2014-08-18 | Utility Service Holding Co., Inc. 10% owner | Purchase | +15,600 | $3.00 | $47K | 802,192 |
| 2014-07-24 | Utility Service Holding Co., Inc. 10% owner | Purchase | +4,415 | $3.10 | $14K | 786,592 |
| 2014-07-23 | Utility Service Holding Co., Inc. 10% owner | Purchase | +20,000 | $3.10 | $62K | 782,177 |
| 2014-06-20 | Utility Service Holding Co., Inc. 10% owner | Purchase | +10,000 | $3.25 | $32K | 762,177 |
| 2014-06-11 | Utility Service Holding Co., Inc. 10% owner | Purchase | +300 | $3.25 | $975 | 752,177 |
| 2014-06-06 | Utility Service Holding Co., Inc. 10% owner | Purchase | +1,200 | $3.25 | $4K | 751,877 |
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