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CIK 0000709283 · Accelerated filer<br>Smaller reporting company

QUANTUM CORP /DE/

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Ticker
QMCO
Exchange
Nasdaq
Industry
Computer Storage Devices
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
942665054
Phone
408 944 4000
Business address
10770 E. BRIARWOOD AVE, CENTENNIAL, CO, 80112
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-04-22 Rothman Marc E Director Option exercise +57,882 $2.25 $130K 218,007
2022-04-22 Rothman Marc E Director Option exercise · Subscription Rights (Rights to buy) −57,882 0
2022-04-22 Moorehead Lewis W. Chief Accounting Officer Option exercise +10,422 $2.25 $23K 196,673
2022-04-22 Moorehead Lewis W. Chief Accounting Officer Option exercise · Subscription Rights (Rights to buy) −10,422 0
2022-04-22 Jacoby Rebecca Director Option exercise +16,592 $2.25 $37K 79,006
2022-04-22 Jacoby Rebecca Director Option exercise · Subscription Rights (Rights to buy) −16,592 0
2022-04-22 Lerner James J President & CEO Option exercise +4,445 $2.25 $10K 1,675,145
2022-04-22 Lerner James J President & CEO Option exercise · Subscription Rights (Rights to buy) −4,445 0
2022-04-22 RAU RAGHAVENDRA Director Option exercise +44,445 $2.25 $100K 257,874
2022-04-22 RAU RAGHAVENDRA Director Option exercise · Subscription Rights (Rights to buy) −44,445 0
2022-04-22 Rothman Marc E Director Option exercise +49,431 $2.25 $111K 209,556
2022-04-22 Rothman Marc E Director Option exercise · Subscription Rights (Rights to buy) −49,431 0
2022-04-22 DODSON J MICHAEL Senior Vice President, CFO Option exercise +10,000 $2.25 $23K 824,356
2022-04-22 DODSON J MICHAEL Senior Vice President, CFO Option exercise · Subscription Rights (Rights to buy) −10,000 0
2022-01-07 Moorehead Lewis W. Chief Accounting Officer Sale −3,539 $5.37 $19K 185,469
2022-01-07 DODSON J MICHAEL Senior Vice President, CFO Sale −18,616 $5.37 $100K 810,450
2022-01-07 Lerner James J President & CEO Sale −39,670 $5.37 $213K 1,667,656
2021-11-02 Moorehead Lewis W. Chief Accounting Officer Sale −7,542 $5.97 $45K 189,008
2021-11-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award +5,000 185,000
2021-11-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award · Performance-Based Restricted Stock Units −5,000 0

Page 9 of 15 · 294 trades