CIK 0000709283 · Accelerated filer<br>Smaller reporting company
QUANTUM CORP /DE/
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- QMCO
- Exchange
- Nasdaq
- Industry
- Computer Storage Devices
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 942665054
- Phone
- 408 944 4000
- Business address
- 10770 E. BRIARWOOD AVE, CENTENNIAL, CO, 80112
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-03-11 | DODSON J MICHAEL Senior Vice President, CFO | Option exercise · Performance-Based Restricted Stock Units | −37,500 | 37,500 | ||
| 2021-03-11 | Lerner James J Pres. & CEO, Chairman of Board | Option exercise | +160,000 | 1,462,918 | ||
| 2021-03-11 | Lerner James J Pres. & CEO, Chairman of Board | Option exercise · Performance-Based Restricted Stock Units | −80,000 | 80,000 | ||
| 2021-03-11 | Lerner James J Pres. & CEO, Chairman of Board | Option exercise · Performance-Based Restricted Stock Units | −80,000 | 80,000 | ||
| 2020-12-30 | DODSON J MICHAEL Senior Vice President, CFO | Sale | −33,999 | $5.63 | $192K | 539,155 |
| 2020-12-30 | Lerner James J Pres. & CEO, Chairman of Board | Sale | −35,069 | $5.63 | $198K | 1,300,207 |
| 2020-12-23 | Moorehead Lewis W. Chief Accounting Officer | Sale | −13,312 | $6.37 | $85K | 144,650 |
| 2020-12-23 | MacPherson Regan J Chief Legal&Compliance Officer | Sale | −8,992 | $6.37 | $57K | 53,831 |
| 2020-12-17 | FICHTHORN JOHN Director | Purchase | +1,200 | $6.25 | $8K | 20,000 |
| 2020-12-16 | FICHTHORN JOHN Director | Purchase | +18,800 | $6.18 | $116K | 18,800 |
| 2020-09-08 | Lerner James J Pres. & CEO, Chairman of Board | Sale | −67,834 | $5.27 | $358K | 1,335,276 |
| 2020-09-01 | Jacoby Rebecca Director | Grant or award | +23,496 | 39,266 | ||
| 2020-09-01 | RAU RAGHAVENDRA Director | Grant or award | +23,496 | 181,514 | ||
| 2020-09-01 | FICHTHORN JOHN Director | Grant or award | +23,496 | 124,740 | ||
| 2020-09-01 | Rothman Marc E Director | Grant or award | +23,496 | 116,977 | ||
| 2020-08-31 | DODSON J MICHAEL Senior Vice President, CFO | Sale | −13,132 | $5.58 | $73K | 573,154 |
| 2020-08-31 | Lerner James J Pres. & CEO, Chairman of Board | Sale | −38,808 | $5.58 | $216K | 1,403,110 |
| 2020-08-24 | Martella Donald E. Jr. SVP, Engineering | Sale | −1,931 | $5.38 | $10K | 81,407 |
| 2020-08-24 | Moorehead Lewis W. Chief Accounting Officer | Sale | −4,465 | $5.38 | $24K | 157,962 |
| 2020-08-24 | King Elizabeth Chief Revenue Officer | Sale | −17,282 | $5.38 | $93K | 314,438 |
Page 13 of 24 · 464 trades