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CIK 0000709283 · Accelerated filer<br>Smaller reporting company

QUANTUM CORP /DE/

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Ticker
QMCO
Exchange
Nasdaq
Industry
Computer Storage Devices
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
942665054
Phone
408 944 4000
Business address
10770 E. BRIARWOOD AVE, CENTENNIAL, CO, 80112
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-12 Rothman Marc E Director Purchase +20,000 $5.70 $114K 136,977
2021-08-11 FICHTHORN JOHN Director Purchase +20,000 $5.67 $113K 144,740
2021-08-11 FICHTHORN JOHN Director Purchase +10,000 $5.73 $57K 154,740
2021-07-21 Lerner James J President & CEO Sale −132,125 $6.12 $809K 1,545,233
2021-07-14 Lerner James J President & CEO Sale −65,560 $6.40 $419K 1,677,358
2021-07-07 DODSON J MICHAEL Senior Vice President, CFO Sale −35,289 $6.81 $240K 780,032
2021-07-07 King Elizabeth Chief Revenue Officer Sale −7,216 $6.81 $49K 285,114
2021-07-07 Moorehead Lewis W. Chief Accounting Officer Sale −6,470 $6.81 $44K 190,310
2021-06-11 King Elizabeth Chief Revenue Officer Sale −19,878 $7.25 $144K 292,330
2021-06-11 DODSON J MICHAEL Senior Vice President, CFO Sale −18,830 $7.25 $137K 815,321
2021-06-04 Moorehead Lewis W. Chief Accounting Officer Sale −8,077 $7.15 $58K 196,780
2021-06-04 DODSON J MICHAEL Senior Vice President, CFO Sale −19,719 $7.15 $141K 834,151
2021-05-11 DODSON J MICHAEL Senior Vice President, CFO Option exercise +117,500 778,870
2021-05-11 DODSON J MICHAEL Senior Vice President, CFO Grant or award +75,000 853,870
2021-05-11 DODSON J MICHAEL Senior Vice President, CFO Option exercise · Performance-Based Restricted Stock Units −80,000 0
2021-05-11 DODSON J MICHAEL Senior Vice President, CFO Option exercise · Performance-Based Restricted Stock Units −37,500 0
2021-05-11 Lerner James J Pres. & CEO, Chairman of Board Grant or award +160,000 1,622,918
2021-05-11 Lerner James J Pres. & CEO, Chairman of Board Option exercise +120,000 1,742,918
2021-05-11 Lerner James J Pres. & CEO, Chairman of Board Option exercise · Performance-Based Restricted Stock Units −80,000 0
2021-05-11 Lerner James J Pres. & CEO, Chairman of Board Option exercise · Performance-Based Restricted Stock Units −80,000 0

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