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CIK 0000709283 · Accelerated filer<br>Smaller reporting company

QUANTUM CORP /DE/

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Ticker
QMCO
Exchange
Nasdaq
Industry
Computer Storage Devices
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
942665054
Phone
408 944 4000
Business address
10770 E. BRIARWOOD AVE, CENTENNIAL, CO, 80112
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award +5,000 185,000
2021-11-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award · Performance-Based Restricted Stock Units −5,000 0
2021-10-01 Rothman Marc E Director Grant or award +23,148 160,125
2021-10-01 Jacoby Rebecca Director Grant or award +23,148 62,414
2021-10-01 DODSON J MICHAEL Senior Vice President, CFO Grant or award +87,500 829,066
2021-10-01 DODSON J MICHAEL Senior Vice President, CFO Grant or award · Performance-Based Restricted Stock Units −87,500 0
2021-10-01 White Yue Zhou Director Grant or award +23,148 23,148
2021-10-01 Moorehead Lewis W. Chief Accounting Officer Grant or award +15,000 196,550
2021-10-01 Moorehead Lewis W. Chief Accounting Officer Grant or award · Performance-Based Restricted Stock Units −15,000 0
2021-10-01 RAU RAGHAVENDRA Director Grant or award +23,148 213,429
2021-10-01 Lerner James J President & CEO Grant or award +200,000 1,707,326
2021-10-01 Lerner James J President & CEO Grant or award · Performance-Based Restricted Stock Units −200,000 200,000
2021-10-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award +5,000 180,000
2021-10-01 Cabrera Brian E Chief Legal & Ofcr; Corp Secy Grant or award · Performance-Based Restricted Stock Units −5,000 0
2021-09-10 Lerner James J President & CEO Sale −41,012 $5.47 $224K 1,507,326
2021-09-10 Moorehead Lewis W. Chief Accounting Officer Sale −9,521 $5.47 $52K 181,550
2021-09-10 DODSON J MICHAEL Senior Vice President, CFO Sale −39,394 $5.47 $215K 741,566
2021-09-01 Hurley John Chief Revenue Officer Grant or award +275,000 275,000
2021-08-12 FICHTHORN JOHN Director Purchase +10,000 $5.73 $57K 154,740
2021-08-12 RAU RAGHAVENDRA Director Purchase +8,767 $5.70 $50K 190,281

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