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CIK 0000804328 · Large accelerated filer

QUALCOMM INC/DE

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Ticker
QCOM
Exchange
Nasdaq
Industry
Radio & Tv Broadcasting & Communications Equipment
FY end
Sep 27
Incorporated
DE
Entity type
operating
EIN
953685934
Phone
8585871121
Business address
5775 MOREHOUSE DR, SAN DIEGO, CA, 92121
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$6,101,357
in 11 filings, $6.1M under 10b5-1 plans

Net −$6,101,357. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AMON CRISTIANO R −$4.0M President & CEO sold 10% of stake
  2. Palkhiwala Akash J. −$895K EVP, CFO & COO sold 19% of stake
  3. CHAPLIN ANN C −$562K EVP, GenCounsel&CorpSecretary sold 11% of stake
  4. ACE HEATHER S −$529K EVP, Chief HR Officer sold 8% of stake
  5. Grech Patricia Y −$155K SVP, Chief Accounting Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-12-08 AMON CRISTIANO R President Grant or award +16,284 66,718
2019-12-08 AMON CRISTIANO R President Shares withheld for taxes −8,074 $83.82 $677K 58,644
2019-12-08 AMON CRISTIANO R President Grant or award +51,015 109,659
2019-12-08 AMON CRISTIANO R President Shares withheld for taxes −25,293 $83.82 $2.1M 84,366
2019-11-22 STERLING MICHELLE M EVP, Human Resources Sale −8,159 $85.04 $694K 19,166
2019-11-22 Rosenberg Donald J EVP & General Counsel Sale −7,549 $84.82 $640K 4,643
2019-11-22 AMON CRISTIANO R President Sale −10,699 $85.17 $911K 58,780
2019-11-22 AMON CRISTIANO R President Sale −8,346 $85.18 $711K 50,434
2019-11-21 ROGERS ALEXANDER H EVP & President, QTL Sale −15,000 $85.07 $1.3M 14,982
2019-11-21 POLEK ERIN L SVP & Chief Accounting Officer Sale −3,190 $84.65 $270K 0
2019-11-20 AMON CRISTIANO R President Option exercise +21,221 71,655
2019-11-20 AMON CRISTIANO R President Option exercise +16,554 88,209
2019-11-20 AMON CRISTIANO R President Shares withheld for taxes −10,522 $85.62 $901K 77,687
2019-11-20 AMON CRISTIANO R President Shares withheld for taxes −8,208 $85.62 $703K 69,479
2019-11-20 AMON CRISTIANO R President Option exercise · Restricted Stock Unit −21,221.14 54,330.57
2019-11-20 AMON CRISTIANO R President Option exercise · Restricted Stock Unit −16,554.17 37,776.4
2019-11-20 THOMPSON JAMES H EVP, Engineering QTI & CTO Option exercise +19,710 76,819
2019-11-20 THOMPSON JAMES H EVP, Engineering QTI & CTO Shares withheld for taxes −9,309 $85.62 $797K 67,510
2019-11-20 THOMPSON JAMES H EVP, Engineering QTI & CTO Option exercise · Restricted Stock Unit −19,710.82 19,711.9
2019-11-20 STERLING MICHELLE M EVP, Human Resources Option exercise +7,440 26,606

Page 72 of 502 · 10,030 trades