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CIK 0001583648 · Non-accelerated filer<br>Smaller reporting company

PALVELLA THERAPEUTICS, INC.

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Ticker
PVLA
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
NV
Entity type
operating
EIN
300784346
Phone
(484) 253-1461
Business address
353 W. LANCASTER AVENUE, SUITE 200, WAYNE, PA, 19087
Former names
PIERIS PHARMACEUTICALS, INC., Marika Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$11,725,861
in 7 filings, $11.7M under 10b5-1 plans

Net −$11,725,861. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. JENKINS GEORGE M −$7.7M Director sold 29% of stake
  2. Martini Jeffrey S −$2.1M Chief Scientific Officer sold 100% of stake
  3. Goin Kathleen −$1.8M Chief Operating Officer sold 100% of stake
  4. KIRITSY CHRISTOPHER P −$49K Director sold 56% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-30 Olwill Shane Chief Development Officer Sale −9,200 $5.00 $46K 33,838
2021-08-30 Olwill Shane Chief Development Officer Sale −29,200 $5.15 $150K 4,638
2021-08-30 Olwill Shane Chief Development Officer Option exercise · Stock Option (right to buy) −38,400 61,600
2021-08-01 Demuth Tim Chief Medical Officer Grant or award · Stock Option (right to buy) +360,000 360,000
2021-06-25 Sherman Matthew L Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-06-25 Said Maya R. Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-06-25 Richman Michael Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-06-25 KIRITSY CHRISTOPHER P Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-06-25 Kiener Peter A Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-06-25 GERAGHTY JAMES A Director Grant or award · Stock Option (right to buy) +45,000 45,000
2021-06-25 Barbier Ann Director Grant or award · Stock Option (right to buy) +40,000 40,000
2021-03-04 Bures Thomas Vice President, Finance Grant or award · Stock Options (Right to buy) +150,000 150,000

Page 12 of 12 · 232 trades