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CIK 0001583648 · Non-accelerated filer<br>Smaller reporting company

PALVELLA THERAPEUTICS, INC.

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Ticker
PVLA
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
NV
Entity type
operating
EIN
300784346
Phone
(484) 253-1461
Business address
353 W. LANCASTER AVENUE, SUITE 200, WAYNE, PA, 19087
Former names
PIERIS PHARMACEUTICALS, INC., Marika Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$11,725,861
in 7 filings, $11.7M under 10b5-1 plans

Net −$11,725,861. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-12-13 JENKINS GEORGE M Director Grant or award · Stock Option (right to buy) +24,700 24,700
2024-12-13 Kaupinen Wes President and CEO Grant or award · Stock Option (right to buy) +417,806 417,806
2024-12-13 KIRITSY CHRISTOPHER P Director Grant or award · Stock Option (right to buy) +24,700 24,700
2024-12-13 BVF PARTNERS L P/IL See Explanation of Responses Other acquisition +234,323 371,916
2024-12-13 BVF PARTNERS L P/IL See Explanation of Responses Other acquisition +174,958 282,223
2024-12-13 BVF PARTNERS L P/IL See Explanation of Responses Other acquisition +29,648 38,961
2024-12-12 GERAGHTY JAMES A Director Returned to the company −1 $0.01 $0 0
2024-12-02 KIRITSY CHRISTOPHER P Director Grant or award · Stock Option (right to buy) +500 500
2024-08-12 ADAR1 Capital Management, LLC 10% owner Purchase +2,243 $15.88 $36K 129,574
2024-08-12 ADAR1 Capital Management, LLC 10% owner Purchase +757 $15.88 $12K 15,067
2024-08-09 ADAR1 Capital Management, LLC 10% owner Purchase +3,000 $14.89 $45K 127,331
2024-08-07 GERAGHTY JAMES A Director Purchase +1 $1.00 $1 1
2023-06-21 Barbier Ann Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-06-21 GERAGHTY JAMES A Director Grant or award · Stock Option (right to buy) +45,000 45,000
2023-06-21 Kiener Peter A Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-06-21 KIRITSY CHRISTOPHER P Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-06-21 Richman Michael Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-06-21 Said Maya R. Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-06-21 Sherman Matthew L Director Grant or award · Stock Option (right to buy) +40,000 40,000
2023-05-25 KIRITSY CHRISTOPHER P Director Purchase +10,000 $0.85 $9K 20,000

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