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CIK 0001574235 · Non-accelerated filer<br>Smaller reporting company

Pulmatrix, Inc.

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Ticker
PULM
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
461821392
Phone
(888) 355-4440
Business address
945 CONCORD STREET, SUITE 1217, FRAMINGHAM, MA, 01701
Former names
Ruthigen, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-03-20 Clarke Robert W. Chief Executive Officer Grant or award · Stock Option (Right to Buy) +159,000 159,000
2016-09-29 Sherman Matthew L Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 Duke William E. Chief Financial Officer Grant or award · Stock Option (Right to Buy) +150,200 150,200
2016-02-03 ROCKLAGE SCOTT M Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 MCGUIRE TERRANCE Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 Hava David L. Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +150,200 150,200
2016-02-03 Graves Kurt Director Grant or award · Stock Option (Right to Buy) +8,800 8,800
2016-02-03 Clarke Robert W. Chief Executive Officer Grant or award · Stock Option (Right to Buy) +318,000 318,000
2015-12-08 Graves Kurt Director Grant or award · Stock Option (Right to Buy) +18,818 18,818
2015-12-08 Iwicki Mark T Director Grant or award · Stock Option (Right to Buy) +73,481 73,481
2015-06-24 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +2,217 2,217
2015-06-24 Clarke Robert W. Chief Executive Officer Grant or award · Stock Option (Right to Buy) +44,341 44,341
2015-06-24 Hava David L. Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +20,508 20,508
2015-06-24 Duke William E. Chief Financial Officer Grant or award · Stock Option (Right to Buy) +235,224 235,224
2015-06-24 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +1,108 1,108
2015-06-24 ROCKLAGE SCOTT M Director Grant or award · Stock Option (Right to Buy) +1,108 1,108
2015-06-24 MCGUIRE TERRANCE Director Grant or award · Stock Option (Right to Buy) +1,108 1,108
2015-06-15 Maki David Director Grant or award · Warrants to Purchase Common Stock +398,754 398,754

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