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CIK 0001574235 · Non-accelerated filer<br>Smaller reporting company

Pulmatrix, Inc.

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Ticker
PULM
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
461821392
Phone
(888) 355-4440
Business address
945 CONCORD STREET, SUITE 1217, FRAMINGHAM, MA, 01701
Former names
Ruthigen, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-16 Sherman Matthew L Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 Munshi Amit Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 Iwicki Mark T Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 MCGUIRE TERRANCE Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 Raad Teofilo David Chief Executive Officer Grant or award · Stock Option (Right to Buy) +320,000 320,000
2019-05-16 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2019-05-16 Duke William E. Chief Financial Officer Grant or award · Stock Option (Right to Buy) +160,000 160,000
2018-06-05 Roach James M. Chief Medical Officer Grant or award · Stock Option (Right to Buy) +801,000 801,000
2018-06-05 Clarke Robert W. Chief Executive Officer Grant or award · Stock Option (Right to Buy) +2,000,000 2,000,000
2018-06-05 MCGUIRE TERRANCE Director Grant or award · Stock Option (Right to Buy) +124,000 124,000
2018-06-05 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +124,000 124,000
2018-06-05 Iwicki Mark T Director Grant or award · Stock Option (Right to Buy) +155,000 155,000
2018-06-05 Raad Teofilo David Chief Business Officer Grant or award · Stock Option (Right to Buy) +741,000 741,000
2018-06-05 Hava David L. Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +795,000 795,000
2018-06-05 Munshi Amit Director Grant or award · Stock Option (Right to Buy) +124,000 124,000
2018-06-05 Sherman Matthew L Director Grant or award · Stock Option (Right to Buy) +124,000 124,000
2018-06-05 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +124,000 124,000
2018-06-05 Duke William E. Chief Financial Officer Grant or award · Stock Option (Right to Buy) +850,000 850,000
2018-04-03 GILLIS STEVEN Director Purchase +1,150,000 3,436,456

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