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CIK 0001574235 · Non-accelerated filer<br>Smaller reporting company

Pulmatrix, Inc.

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Ticker
PULM
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
461821392
Phone
(888) 355-4440
Business address
945 CONCORD STREET, SUITE 1217, FRAMINGHAM, MA, 01701
Former names
Ruthigen, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 17 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-28 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-08-28 GILLIS STEVEN Director Returned to the company · Stock Option (Right to Buy) −10,000 0
2020-08-28 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-06-23 Cabell Christopher Director Grant or award · Stock Option (Right to Buy) +30,000 30,000
2020-04-21 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-04-02 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-04-02 Iwicki Mark T Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-04-02 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-04-02 Batycky Richard P. Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-04-02 Munshi Amit Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-04-02 Raad Teofilo David Chief Executive Officer Grant or award · Stock Option (Right to Buy) +10,000 10,000
2020-01-09 Siegert Michelle Vice President of Finance Grant or award · Stock Option (Right to Buy) +154,000 154,000
2020-01-09 Siegert Michelle Vice President of Finance Grant or award · Stock Option (Right to Buy) +64,500 64,500
2020-01-09 GILLIS STEVEN Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-01-09 Raad Teofilo David Chief Executive Officer Grant or award · Stock Option (Right to Buy) +781,800 781,800
2020-01-09 Raad Teofilo David Chief Executive Officer Grant or award · Stock Option (Right to Buy) +471,460 471,460
2020-01-09 Higgins Michael J Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-01-09 Iwicki Mark T Director Grant or award · Stock Option (Right to Buy) +15,000 15,000
2020-01-09 Batycky Richard P. Director Grant or award · Stock Option (Right to Buy) +30,000 30,000
2020-01-09 Munshi Amit Director Grant or award · Stock Option (Right to Buy) +15,000 15,000

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