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CIK 0001527753 · Non-accelerated filer<br>Smaller reporting company

Personalis, Inc.

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Ticker
PSNL
Exchange
Nasdaq
Industry
Services-Medical Laboratories
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
275411038
Phone
650-752-1300
Business address
6600 DUMBARTON CIRCLE, FREMONT, CA, 94555
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$728,924
in 5 filings

Net −$728,924. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Hall Christopher M −$583K Chief Executive Officer sold 15% of stake
  2. Chen Richard −$65K President and CMO sold 2% of stake
  3. Tachibana Aaron −$48K CFO AND COO sold 1% of stake
  4. Moore Stephen Michael −$34K SVP and Chief Legal Officer sold 2% of stake
Date Insider Transaction Shares Price Value Owned after
2020-02-25 Chen Richard Chief Scientific Officer Option exercise · Stock Option (right to buy) −101,000 164,249
2020-02-25 Chen Richard Chief Scientific Officer Option exercise +101,000 160,000
2020-02-25 Chen Richard Chief Scientific Officer Sale −101,000 $8.77 $886K 59,000
2020-02-07 LUDLUM KEN Director Option exercise +4,167 $3.80 $16K 50,000
2020-02-07 LUDLUM KEN Director Option exercise · Stock Option (right to buy) −4,167 0
2020-01-07 Chen Richard Chief Scientific Officer Option exercise +12,000 $0.44 $5K 59,000
2020-01-07 Chen Richard Chief Scientific Officer Option exercise · Stock Option (right to buy) −12,000 265,249
2019-12-20 Chen Richard Chief Scientific Officer Option exercise +12,000 $0.44 $5K 47,000
2019-12-20 Chen Richard Chief Scientific Officer Option exercise · Stock Option (right to buy) −12,000 277,249
2019-12-03 Tachibana Aaron Chief Financial Officer Grant or award +100,000 102,249
2019-12-03 Chen Richard Chief Scientific Officer Grant or award +10,000 35,000
2019-12-03 Chen Richard Chief Scientific Officer Grant or award +10,000 35,000
2019-11-22 West John Stephen President and CEO Grant or award +3,000 $8.65 $26K 505,412
2019-09-09 EASTHAM KARIN Director Grant or award · Stock Option (right to buy) +24,000 24,000
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +2,288,805 2,288,805
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +107,812 2,396,617
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +61,592 2,458,209
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +18,739 18,739
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +882 19,621
2019-06-24 Ninth MDV Partners, L.L.C. 10% owner Conversion +504 20,125

Page 21 of 23 · 444 trades