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CIK 0001287032 · Large accelerated filer

PROSPECT CAPITAL CORP

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Ticker
PSEC
Exchange
Nasdaq, NYSE
FY end
Jun 30
Incorporated
MD
Entity type
operating
EIN
432048643
Phone
212-448-0702
Business address
10 EAST 40TH STREET 44TH FL, NEW YORK, NY, 10016
Former names
PROSPECT ENERGY CORP, PROSPECT STREET ENERGY CORP

Securities

  • PSEC Closed End Fund Nasdaq
  • PSEC-PA Prospect Capital Corporation 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock NYSE
  1. 4 Open-market buy Chief Operating Officer bought 15,750 shares at $5.75 ($90,563)
  2. 4 Open-market buy Chief Operating Officer bought 11,000 shares at an average $5.80 ($63,837)
  3. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 5,000 shares at an average $5.68 ($28,398)
  4. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 166,160 shares at $5.99 ($995,298)
  5. 4 Open-market buy Director bought 3,000 shares at $6.00 ($18,000)
  6. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 16,520 shares at $5.99 ($98,955)
  7. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 200,000 shares at an average $6.19 ($1,237,000)
  8. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 6,000 shares at $6.87 ($41,220)
  9. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 4,250 shares at $7.51 ($31,909)
  10. 4 Open-market buy Director bought 2,000 shares at $6.55 ($13,100)
  11. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 2,650 shares at $7.35 ($19,478)
  12. 4 Open-market buy Director bought 2,000 shares at $7.35 ($14,700)
  13. 4 Open-market buy Director bought 2,000 shares at an average $7.78 ($15,560)
  14. 4 Derivatives Options or other derivatives
  15. 4 Derivatives Options or other derivatives
  16. 4 Open-market buy Director bought 2,500 shares at $5.10 ($12,750)
  17. 4/A Open-market buy CHIEF EXECUTIVE OFFICER bought 1,041,977 shares at an average $4.14 ($4,312,248)
  18. 4 Open-market buy Director bought 2,000 shares at $6.54 ($13,070)
  19. 4/A Open-market buy CHIEF EXECUTIVE OFFICER bought 1,037,277 shares at an average $4.14 ($4,292,532)
  20. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 342,112 shares at an average $4.63 ($1,585,147)

Page 5 of 26 · 518 filings