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CIK 0001287032 · Large accelerated filer

PROSPECT CAPITAL CORP

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Ticker
PSEC
Exchange
Nasdaq, NYSE
FY end
Jun 30
Incorporated
MD
Entity type
operating
EIN
432048643
Phone
212-448-0702
Business address
10 EAST 40TH STREET 44TH FL, NEW YORK, NY, 10016
Former names
PROSPECT ENERGY CORP, PROSPECT STREET ENERGY CORP

Securities

  • PSEC Closed End Fund Nasdaq
  • PSEC-PA Prospect Capital Corporation 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock NYSE
  1. 4 Open-market buy Chief Operating Officer bought 5,000 shares at $5.25 ($26,250)
  2. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 218,957 shares at an average $5.26 ($1,151,283)
  3. 4 Open-market buy Chief Operating Officer bought 5,000 shares at $5.27 ($26,350)
  4. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 750,000 shares at $5.23 ($3,922,500)
  5. 4 Open-market buy Chief Operating Officer bought 5,000 shares at an average $5.23 ($26,143)
  6. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 750,000 shares at $5.17 ($3,877,500)
  7. 4 Open-market buy Chief Operating Officer bought 5,000 shares at $5.20 ($25,996)
  8. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 2,500,000 shares at an average $5.17 ($12,935,000)
  9. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 3,330 shares at $22.50 ($74,925)
  10. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 4,099 shares at $5.47 ($22,407)
  11. 4 Open-market buy CHIEF EXECUTIVE OFFICER bought 798,901 shares at an average $5.48 ($4,377,477)
  12. 4 Open-market buy CFO, TREASURER, SECRETARY, CCO bought 5,000 shares at $5.44 ($27,200)
  13. 3 Insider Initial Statement of Ownership
  14. 4 Gift CHIEF EXECUTIVE OFFICER gave 8,009,976.74 shares (gift)
  15. 4 Open-market buy Chief Operating Officer bought 10,000 shares at $5.67 ($56,700)
  16. 4 Open-market buy Chief Operating Officer bought 10,000 shares at $5.64 ($56,391)
  17. 4 Open-market buy Chief Operating Officer bought 10,000 shares at an average $5.66 ($56,600)
  18. 4 Open-market buy Chief Operating Officer bought 10,000 shares at $5.60 ($56,000)
  19. 4 Open-market buy Chief Operating Officer bought 10,000 shares at $5.62 ($56,200)
  20. 4 Open-market buy Chief Operating Officer bought 10,000 shares at $5.75 ($57,500)

Page 4 of 26 · 518 filings