CIK 0001305767
Pioneer Floating Rate Fund, Inc.
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- PHD
- FY end
- Nov 30
- Incorporated
- MD
- Entity type
- other
- EIN
- 582683903
- Phone
- 617-742-7825
- Business address
- 60 STATE STREET, 5TH FLOOR, BOSTON, MA, 02109
- Former names
- Pioneer Floating Rate Trust
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-12-05 | Saba Capital Management, L.P. 10% owner | Purchase | +11,607 | $10.61 | $123K | 2,750,095 |
| 2019-12-04 | Saba Capital Management, L.P. 10% owner | Purchase | +6,323 | $10.54 | $67K | 2,738,488 |
| 2019-12-03 | Saba Capital Management, L.P. 10% owner | Purchase | +3,445 | $10.49 | $36K | 2,732,165 |
| 2019-11-04 | Saba Capital Management, L.P. 10% owner | Purchase | +28,432 | $10.49 | $298K | 2,728,715 |
| 2019-10-28 | Saba Capital Management, L.P. 10% owner | Purchase | +5,659 | $10.47 | $59K | 2,700,283 |
| 2019-10-25 | Saba Capital Management, L.P. 10% owner | Purchase | +54,889 | $10.39 | $570K | 2,694,624 |
| 2019-10-24 | Saba Capital Management, L.P. 10% owner | Purchase | +51,677 | $10.37 | $536K | 2,639,735 |
| 2013-12-06 | BANK OF AMERICA CORP /DE/ 10% owner | Other disposition | −1,236 | 0 | ||
| 2013-12-06 | UBS AG Former 10% Owner | Other disposition | −397 | 0 | ||
| 2013-12-05 | BANK OF AMERICA CORP /DE/ 10% owner | Other disposition | −1,299 | 1,236 | ||
| 2013-12-05 | UBS AG Former 10% Owner | Other disposition | −739 | 397 | ||
| 2013-12-03 | BANK OF AMERICA CORP /DE/ 10% owner | Other disposition | −1,476 | 2,535 | ||
| 2013-12-03 | UBS AG 10% owner | Other disposition | −458 | 1,136 | ||
| 2013-10-09 | WEST STEPHEN Trustee | Purchase | +500 | $12.19 | $6K | 12,500 |
| 2013-10-09 | WEST STEPHEN Trustee | Purchase | +6,000 | $12.20 | $73K | 18,500 |
| 2011-09-12 | BANK OF AMERICA CORP /DE/ 10% owner | Purchase | +500 | $12.07 | $6K | 500 |
| 2011-09-12 | BANK OF AMERICA CORP /DE/ 10% owner | Sale | −500 | $12.00 | $6K | 0 |
| 2011-07-08 | WEST STEPHEN Trustee | Purchase | +5,000 | $14.00 | $70K | 12,000 |
| 2011-07-08 | WEST STEPHEN Trustee | Purchase | +5,000 | $14.00 | $70K | 12,000 |
| 2011-07-08 | WEST STEPHEN Trustee | Purchase | +4,215 | $14.04 | $59K | 16,215 |
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