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CIK 0001783183 · Non-accelerated filer<br>Smaller reporting company

Phathom Pharmaceuticals, Inc.

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Ticker
PHAT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
824151574
Phone
(877) 742-8466
Business address
100 CAMPUS DRIVE,, SUITE 102, FLORHAM PARK, NJ, 07932
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2022-01-19 Guzzo Anthony J. VP, Chief Accounting Officer Grant or award · Stock Option (Right to Buy) +30,000 30,000
2022-01-19 Curran Terrie President and Chief Executive Grant or award +41,250 44,095
2022-01-19 Curran Terrie President and Chief Executive Grant or award · Stock Option (Right to Buy) +206,250 206,250
2021-11-04 TAKEDA PHARMACEUTICAL CO LTD 10% owner Option exercise +228,696 1,100,001
2021-11-04 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −1 $19.00 $19 1,100,000
2021-11-04 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −1,000,000 $20.85 $20.9M 100,000
2021-11-04 TAKEDA PHARMACEUTICAL CO LTD 10% owner Option exercise · Warrants −228,696 7,359,304
2021-10-08 Socks David A Director Sale −2,529 $32.05 $81K 1,211,346
2021-10-07 Socks David A Director Sale −15,471 $32.66 $505K 1,213,875
2021-09-22 Socks David A Director Sale −4,100 $32.06 $131K 1,229,346
2021-09-21 Socks David A Director Sale −13,576 $32.79 $445K 1,233,770
2021-09-21 Socks David A Director Sale −324 $33.31 $11K 1,233,446
2021-08-16 Socks David A Director Sale −4,209 $30.47 $128K 1,261,137
2021-08-16 Socks David A Director Sale −13,791 $31.49 $434K 1,247,346
2021-07-13 Parikh Asit Director Grant or award · Stock Option (Right to Buy) +7,500 7,500
2021-07-07 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −2,609 $35.05 $91K 871,305
2021-07-02 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −100 $35.01 $4K 873,914
2021-07-01 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −8,226 $35.16 $289K 874,014
2021-06-29 Socks David A Director Sale −13,960 $34.00 $475K 1,260,945
2021-06-28 TAKEDA PHARMACEUTICAL CO LTD 10% owner Sale −370 $35.08 $13K 882,240

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