CIK 0001504619 · Large accelerated filer
PennantPark Floating Rate Capital Ltd.
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- PFLA PFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 273794690
- Phone
- (212) 905-1000
- Business address
- 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Securities
- PFLA 7.375% Notes Due 2031 NYSE
- PFLT Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-02-04 | PENN ARTHUR H Chairman and CEO | Purchase | −2,360 | $13.48 | $32K | 36,277 |
| 2013-02-01 | PENN ARTHUR H Chairman and CEO | Purchase | −5,200 | $13.41 | $70K | 33,917 |
| 2013-01-31 | PENN ARTHUR H Chairman and CEO | Purchase | −1,600 | $13.34 | $21K | 28,717 |
| 2013-01-30 | PENN ARTHUR H Chairman and CEO | Purchase | −575 | $13.40 | $8K | 27,117 |
| 2013-01-29 | PENN ARTHUR H Chairman and CEO | Purchase | −2,200 | $13.37 | $29K | 26,542 |
| 2013-01-28 | PENN ARTHUR H Chairman and CEO | Purchase | −4,700 | $13.42 | $63K | 24,342 |
| 2013-01-25 | PENN ARTHUR H Chairman and CEO | Purchase | −1,900 | $13.34 | $25K | 19,642 |
| 2013-01-24 | PENN ARTHUR H Chairman and CEO | Purchase | −2,900 | $13.32 | $39K | 17,742 |
| 2013-01-23 | PENN ARTHUR H Chairman and CEO | Purchase | −1,400 | $13.35 | $19K | 14,842 |
| 2013-01-22 | PENN ARTHUR H Chairman and CEO | Purchase | −1,400 | $13.41 | $19K | 13,442 |
| 2013-01-18 | PENN ARTHUR H Chairman and CEO | Purchase | −1,375 | $13.42 | $18K | 12,042 |
| 2013-01-17 | PENN ARTHUR H Chairman and CEO | Purchase | −3,000 | $13.40 | $40K | 10,667 |
| 2013-01-16 | PENN ARTHUR H Chairman and CEO | Purchase | −7,000 | $13.41 | $94K | 7,667 |
| 2011-11-30 | Efrat Aviv CFO | Purchase | +3,000 | $10.53 | $32K | 5,750 |
| 2011-08-18 | Bernstein Adam K Director | Purchase | +1,500 | $11.23 | $17K | 5,000 |
| 2011-08-12 | KATZ SAMUEL L Director | Purchase | +2,000 | $10.60 | $21K | 29,500 |
| 2011-08-10 | KATZ SAMUEL L Director | Purchase | +10,000 | $10.80 | $108K | 27,500 |
| 2011-08-09 | KATZ SAMUEL L Director | Purchase | +13,000 | $10.87 | $141K | 17,500 |
| 2011-08-09 | Efrat Aviv CFO | Purchase | +2,750 | $10.86 | $30K | 2,750 |
| 2011-08-08 | Bernstein Adam K Director | Purchase | +3,500 | $11.19 | $39K | 3,500 |
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