CIK 0001504619 · Large accelerated filer
PennantPark Floating Rate Capital Ltd.
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- PFLA PFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 273794690
- Phone
- (212) 905-1000
- Business address
- 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Securities
- PFLA 7.375% Notes Due 2031 NYSE
- PFLT Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-08-24 | KATZ SAMUEL L Director | Purchase | +10,000 | $12.10 | $121K | 69,500 |
| 2015-08-24 | KATZ SAMUEL L Director | Purchase | +2,518 | $12.00 | $30K | 72,018 |
| 2015-08-20 | Efrat Aviv CFO | Purchase | +15,000 | $12.85 | $193K | 28,750 |
| 2014-08-26 | KATZ SAMUEL L Director | Purchase | +7,969 | $14.16 | $113K | 69,633 |
| 2014-08-22 | KATZ SAMUEL L Director | Purchase | +167 | $14.03 | $2K | 61,831 |
| 2014-08-21 | KATZ SAMUEL L Director | Purchase | +1,864 | $14.03 | $26K | 61,664 |
| 2014-05-15 | KATZ SAMUEL L Director | Purchase | +300 | $13.65 | $4K | 59,800 |
| 2013-05-22 | Efrat Aviv CFO | Purchase | +8,000 | $14.45 | $116K | 13,750 |
| 2013-03-21 | KATZ SAMUEL L Director | Purchase | +30,000 | $14.00 | $420K | 59,500 |
| 2013-02-20 | PENN ARTHUR H Chairman and CEO | Purchase | −9,095 | $14.21 | $129K | 149,209 |
| 2013-02-19 | PENN ARTHUR H Chairman and CEO | Purchase | −25,847 | $14.11 | $365K | 140,114 |
| 2013-02-15 | PENN ARTHUR H Chairman and CEO | Purchase | −15,600 | $13.96 | $218K | 114,267 |
| 2013-02-14 | PENN ARTHUR H Chairman and CEO | Purchase | −3,445 | $13.92 | $48K | 98,667 |
| 2013-02-13 | PENN ARTHUR H Chairman and CEO | Purchase | −4,265 | $13.98 | $60K | 95,222 |
| 2013-02-12 | PENN ARTHUR H Chairman and CEO | Purchase | −2,400 | $13.95 | $33K | 90,957 |
| 2013-02-11 | PENN ARTHUR H Chairman and CEO | Purchase | −10,400 | $13.96 | $145K | 88,557 |
| 2013-02-08 | PENN ARTHUR H Chairman and CEO | Purchase | −4,149 | $13.87 | $58K | 78,157 |
| 2013-02-07 | PENN ARTHUR H Chairman and CEO | Purchase | −4,100 | $13.96 | $57K | 74,008 |
| 2013-02-06 | PENN ARTHUR H Chairman and CEO | Purchase | −11,530 | $13.82 | $159K | 69,908 |
| 2013-02-05 | PENN ARTHUR H Chairman and CEO | Purchase | −22,101 | $13.84 | $306K | 58,378 |
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