CIK 0001504619 · Large accelerated filer
PennantPark Floating Rate Capital Ltd.
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- PFLA PFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 273794690
- Phone
- (212) 905-1000
- Business address
- 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Securities
- PFLA 7.375% Notes Due 2031 NYSE
- PFLT Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-05-14 | PENN ARTHUR H Chairman and CEO | Purchase | +8,000 | $12.08 | $97K | 208,709 |
| 2019-05-13 | KATZ SAMUEL L Director | Purchase | +19,900 | $12.11 | $241K | 166,800 |
| 2019-05-13 | PENN ARTHUR H Chairman and CEO | Purchase | +7,000 | $12.10 | $85K | 200,709 |
| 2019-05-10 | KATZ SAMUEL L Director | Purchase | +100 | $12.20 | $1K | 146,900 |
| 2019-05-10 | PENN ARTHUR H Chairman and CEO | Purchase | +9,000 | $12.15 | $109K | 193,709 |
| 2018-02-27 | KATZ SAMUEL L Director | Purchase | +10,000 | $12.73 | $127K | 146,800 |
| 2018-02-26 | KATZ SAMUEL L Director | Purchase | +17,000 | $12.64 | $215K | 136,800 |
| 2018-02-15 | PENN ARTHUR H Chairman and CEO | Purchase | +8,500 | $12.81 | $109K | 184,709 |
| 2018-02-14 | PENN ARTHUR H Chairman and CEO | Purchase | +9,000 | $12.98 | $117K | 176,209 |
| 2018-02-13 | PENN ARTHUR H Chairman and CEO | Purchase | +8,000 | $12.81 | $102K | 167,209 |
| 2018-02-12 | PENN ARTHUR H Chairman and CEO | Purchase | +10,000 | $12.57 | $126K | 159,209 |
| 2016-02-11 | KATZ SAMUEL L Director | Purchase | +4,140 | $10.50 | $43K | 119,800 |
| 2016-02-09 | KATZ SAMUEL L Director | Purchase | +5,860 | $10.52 | $62K | 115,660 |
| 2015-11-23 | Flug Jeffrey Director | Purchase | +500 | $11.60 | $6K | 3,500 |
| 2015-09-04 | KATZ SAMUEL L Director | Purchase | +20,000 | $12.23 | $245K | 109,800 |
| 2015-09-01 | Flug Jeffrey Director | Purchase | +1,500 | $11.58 | $17K | 3,000 |
| 2015-09-01 | Flug Jeffrey Director | Purchase | +1,500 | $12.14 | $18K | 1,500 |
| 2015-08-31 | Flug Jeffrey Director | Purchase | +6,000 | $12.10 | $73K | 12,000 |
| 2015-08-26 | Flug Jeffrey Director | Purchase | +6,000 | $12.11 | $73K | 6,000 |
| 2015-08-26 | KATZ SAMUEL L Director | Purchase | +7,482 | $12.00 | $90K | 79,500 |
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