CIK 0001504619 · Large accelerated filer
PennantPark Floating Rate Capital Ltd.
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- PFLA PFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 273794690
- Phone
- (212) 905-1000
- Business address
- 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Securities
- PFLA 7.375% Notes Due 2031 NYSE
- PFLT Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-31 | Bernstein Adam K Director | Purchase | +4,000 | $4.94 | $20K | 9,000 |
| 2020-03-23 | Efrat Aviv Chief Financial Officer | Purchase | +18,050 | $3.90 | $70K | 109,000 |
| 2020-03-20 | Efrat Aviv Chief Financial Officer | Purchase | +28,800 | $4.36 | $126K | 90,950 |
| 2020-03-20 | PENN ARTHUR H Chairman and CEO | Purchase | +22,000 | $4.32 | $95K | 344,009 |
| 2020-03-19 | Flug Jeffrey Director | Purchase | +400 | $3.56 | $1K | 12,400 |
| 2020-03-19 | PENN ARTHUR H Chairman and CEO | Purchase | +16,300 | $4.17 | $68K | 322,009 |
| 2020-03-18 | PENN ARTHUR H Chairman and CEO | Purchase | +20,000 | $4.26 | $85K | 305,709 |
| 2020-02-28 | Efrat Aviv Chief Financial Officer | Purchase | +17,000 | $10.81 | $184K | 62,150 |
| 2020-02-26 | PENN ARTHUR H Chairman and CEO | Purchase | +7,000 | $11.80 | $83K | 285,709 |
| 2019-11-26 | PENN ARTHUR H Chairman and CEO | Purchase | +8,500 | $12.28 | $104K | 278,709 |
| 2019-11-25 | PENN ARTHUR H Chairman and CEO | Purchase | +8,000 | $12.03 | $96K | 270,209 |
| 2019-11-22 | PENN ARTHUR H Chairman and CEO | Purchase | +9,000 | $11.78 | $106K | 262,209 |
| 2019-09-04 | KATZ SAMUEL L Director | Purchase | +25,000 | $11.42 | $285K | 191,800 |
| 2019-08-15 | PENN ARTHUR H Chairman and CEO | Purchase | +8,000 | $11.55 | $92K | 253,209 |
| 2019-08-13 | PENN ARTHUR H Chairman and CEO | Purchase | +10,000 | $11.73 | $117K | 245,209 |
| 2019-08-12 | PENN ARTHUR H Chairman and CEO | Purchase | +8,000 | $11.57 | $93K | 235,209 |
| 2019-08-09 | PENN ARTHUR H Chairman and CEO | Purchase | +9,000 | $11.66 | $105K | 227,209 |
| 2019-05-17 | Efrat Aviv CFO | Purchase | +8,200 | $12.05 | $99K | 45,150 |
| 2019-05-15 | PENN ARTHUR H Chairman and CEO | Purchase | +9,500 | $12.09 | $115K | 218,209 |
| 2019-05-14 | Efrat Aviv CFO | Purchase | +8,200 | $12.05 | $99K | 36,950 |
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